PRINCIPAL SPECTRUM PREFERRED AND INCOME ETF · 13F Institutional Holdings
| Ownership Trend | Portfolio % | Prev Q % | Rank | Q2 2026 Value | Q2 2026 Shares | Prev Q Value | Prev Q Shares | Shares Change | Action | |
|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | 0.02% | 0.02% | #4 | $40.3M | 2.1M | $39.8M | 2.1M | 00.00% | Unchanged | |
| PRINCIPAL SECURITIES, INC. | 0.19% | 0.23% | #1 | $15.9M | 813,521 | $15.5M | 805,985 | +7,536+0.94% | Add | |
| ENVESTNET ASSET MANAGEMENT INC | <0.01% | <0.01% | #6 | $15.8M | 808,638 | $15.3M | 794,282 | +14,356+1.81% | Add | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | <0.01% | <0.01% | #5 | $2.6M | 135,241 | $1.9M | 98,906 | +36,335+36.74% | Add | |
| HARBOR INVESTMENT ADVISORY, LLC | 0.04% | 0.05% | #2 | $613,374 | 31,447 | $605,855 | 31,447 | 00.00% | Unchanged | |
| Capital Investment Advisory Services, LLC | 0.03% | 0.04% | #3 | $487,235 | 24,980 | $481,262 | 24,980 | 00.00% | Unchanged | |
| JANE STREET GROUP, LLC | <0.01% | <0.01% | #10 | $300,240 | 15,393 | $631,517 | 32,779 | -17,386-53.04% | Reduce | |
| OSAIC HOLDINGS, INC. | <0.01% | <0.01% | #8 | $50,619 | 2,594 | $49,261 | 2,556 | +38+1.49% | Add | |
| CoreCap Advisors, LLC | <0.01% | <0.01% | #7 | $17,262 | 885 | $17,050 | 885 | 00.00% | Unchanged | |
| Farther Finance Advisors, LLC | <0.01% | — | #9 | $5,520 | 283 | $0 | 0 | +283 | New Buy | |
| MORGAN STANLEY | <0.01% | <0.01% | #12 | $3,276 | 167 | $35 | 1 | +166+16,600.00% | Add | |
| ASSETMARK, INC | <0.01% | <0.01% | #11 | $858 | 44 | $1,695 | 88 | -44-50.00% | Reduce |