FIRST TRUST EXCHANGE-TRADED FUND IV FIRST TRUST HIGH INCOME STRATEGIC FOCUS ETF · 13F Institutional Holdings
| Ownership Trend | Portfolio % | Prev Q % | Rank | Q2 2026 Value | Q2 2026 Shares | Prev Q Value | Prev Q Shares | Shares Change | Action | |
|---|---|---|---|---|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | 0.66% | 0.72% | #2 | $32.2M | 726,467 | $31.1M | 701,803 | +24,664+3.51% | Add | |
| LPL Financial LLC | <0.01% | <0.01% | #17 | $11.9M | 267,844 | $11.3M | 253,950 | +13,894+5.47% | Add | |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.01% | 0.01% | #10 | $6.9M | 155,412 | $6.2M | 138,826 | +16,586+11.95% | Add | |
| ROYAL BANK OF CANADA | <0.01% | <0.01% | #27 | $6.7M | 150,106 | $2.8M | 63,120 | +86,986+137.81% | Add | |
| tru Independence LLC | 1.47% | 1.56% | #1 | $3.4M | 76,080 | $3.1M | 70,968 | +5,112+7.20% | Add | |
| ENVESTNET ASSET MANAGEMENT INC | <0.01% | <0.01% | #29 | $3.3M | 73,443 | $1.0M | 23,205 | +50,238+216.50% | Add | |
| Betterment LLC | <0.01% | 0.01% | #11 | $2.9M | 66,002 | $2.7M | 60,028 | +5,974+9.95% | Add | |
| &PARTNERS | 0.01% | — | #9 | $2.3M | 51,641 | $0 | 0 | +51,641 | New Buy | |
| RAYMOND JAMES FINANCIAL INC | <0.01% | <0.01% | #30 | $2.2M | 49,843 | $1.3M | 29,379 | +20,464+69.66% | Add | |
| Cetera Investment Advisers | <0.01% | <0.01% | #21 | $2.1M | 46,272 | $1.9M | 43,769 | +2,503+5.72% | Add | |
| Cambridge Investment Research Advisors, Inc. | <0.01% | <0.01% | #12 | $2.0M | 45,854 | $1.4M | 32,209 | +13,645+42.36% | Add | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | <0.01% | — | #33 | $1.4M | 32,344 | $0 | 0 | +32,344 | New Buy | |
| Perigon Wealth Management, LLC | 0.02% | 0.02% | #7 | $1.3M | 29,330 | $1.2M | 26,792 | +2,538+9.47% | Add | |
| Ameritas Advisory Services, LLC | 0.02% | — | #6 | $1.2M | 26,747 | $0 | 0 | +26,747 | New Buy | |
| Prospera Financial Services Inc | 0.02% | 0.02% | #8 | $1.1M | 25,349 | $1.1M | 25,360 | -11-0.04% | Reduce | |
| NewEdge Advisors, LLC | <0.01% | <0.01% | #18 | $892,983 | 20,145 | $892,335 | 20,125 | +20+0.10% | Add | |
| Proactive Wealth Strategies LLC | 0.12% | 0.15% | #4 | $763,614 | 17,227 | $790,856 | 17,836 | -609-3.41% | Reduce | |
| BARRETT & COMPANY, INC. | 0.21% | 0.13% | #3 | $756,497 | 17,066 | $387,981 | 8,750 | +8,316+95.04% | Add | |
| Equitable Holdings, Inc. | <0.01% | <0.01% | #15 | $512,440 | 11,561 | $423,493 | 9,360 | +2,201+23.51% | Add | |
| JANE STREET GROUP, LLC | <0.01% | <0.01% | #34 | $356,166 | 8,035 | $1.6M | 36,722 | -28,687-78.12% | Reduce | |
| OSAIC HOLDINGS, INC. | <0.01% | <0.01% | #31 | $349,760 | 7,890 | $143,304 | 3,232 | +4,658+144.12% | Add | |
| Integrated Wealth Concepts LLC | <0.01% | <0.01% | #24 | $291,582 | 6,578 | $299,167 | 6,747 | -169-2.50% | Reduce | |
| Elevation Capital Advisory, LLC | 0.08% | — | #5 | $212,768 | 4,800 | $0 | 0 | +4,800 | New Buy | |
| Arax Advisory Partners | <0.01% | 0.01% | #25 | $184,400 | 4,160 | $186,675 | 4,210 | -50-1.19% | Reduce | |
| HARBOUR INVESTMENTS, INC. | <0.01% | <0.01% | #19 | $152,062 | 3,430 | $100,630 | 2,269 | +1,161+51.17% | Add | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | <0.01% | <0.01% | #23 | $56,506 | 1,276 | $55,419 | 1,250 | +26+2.08% | Add | |
| Global Retirement Partners, LLC | <0.01% | — | #28 | $56,165 | 1,267 | $0 | 0 | +1,267 | New Buy | |
| PRIVATE TRUST CO NA | <0.01% | <0.01% | #14 | $41,756 | 942 | $41,769 | 942 | 00.00% | Unchanged | |
| AE Wealth Management LLC | <0.01% | <0.01% | #32 | $39,485 | 891 | $39,001 | 880 | +11+1.25% | Add | |
| HARBOR INVESTMENT ADVISORY, LLC | <0.01% | <0.01% | #20 | $29,256 | 660 | $29,265 | 660 | 00.00% | Unchanged | |
| Continuum Advisory, LLC | <0.01% | — | #22 | $22,961 | 518 | $0 | 0 | +518 | New Buy | |
| MCDONALD PARTNERS LLC | <0.01% | — | #16 | $11,082 | 250 | $0 | 0 | +250 | New Buy | |
| JONES FINANCIAL COMPANIES LLLP | <0.01% | — | #36 | $9,328 | 210 | $0 | 0 | +210 | New Buy | |
| Godfrey Financial Associates, Inc. | <0.01% | <0.01% | #13 | $5,762 | 130 | $5,764 | 130 | 00.00% | Unchanged | |
| Tidemark, LLC | <0.01% | <0.01% | #26 | $5,009 | 113 | $5,010 | 113 | 00.00% | Unchanged | |
| HANTZ FINANCIAL SERVICES, INC. | <0.01% | <0.01% | #35 | $1,374 | 31 | $1,000 | 31 | 00.00% | Unchanged | |
| WELLS FARGO & COMPANY/MN | <0.01% | <0.01% | #37 | $60 | 1 | $58 | 1 | 00.00% | Unchanged | |
| MORGAN STANLEY | <0.01% | <0.01% | #38 | $50 | 1 | $169,417 | 3,751 | -3,750-99.97% | Reduce |