| Karpus Management, Inc. |
| 0.14% | 0.16% | #8 | $4.8M | 473,675 | $5.0M | 500,350 | -26,675-5.33% | Reduce |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.04% | 0.04% | #17 | $4.0M | 395,741 | $3.7M | 370,439 | +25,302+6.83% | Add |
| GLAZER CAPITAL, LLC |
| 0.1% | 0.08% | #10 | $3.8M | 378,222 | $3.8M | 378,222 | 00.00% | Unchanged |
| Westchester Capital Management, LLC |
| 0.18% | 0.16% | #4 | $3.6M | 354,923 | $3.6M | 354,923 | 00.00% | Unchanged |
| SONA ASSET MANAGEMENT (US) LLC |
| 0.08% | 0.07% | #12 | $3.6M | 353,786 | $3.5M | 353,786 | 00.00% | Unchanged |
| AQR Arbitrage LLC |
| 0.05% | 0.05% | #14 | $3.3M | 321,056 | $3.2M | 314,920 | +6,136+1.95% | Add |
| ARISTEIA CAPITAL, L.L.C. |
| 0.04% | 0.06% | #16 | $3.1M | 310,000 | $3.1M | 310,000 | 00.00% | Unchanged |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.15% | 0.15% | #6 | $3.1M | 300,000 | $3.0M | 300,000 | 00.00% | Unchanged |
| BERKLEY W R CORP |
| 0.14% | 0.11% | #7 | $2.9M | 290,563 | $2.0M | 196,716 | +93,847+47.71% | Add |
| Wealthspring Capital LLC |
| 0.6% | 0.63% | #1 | $2.7M | 265,290 | $2.6M | 265,290 | 00.00% | Unchanged |
| Lineage Point Capital LP |
| 0.52% | 0.61% | #2 | $2.5M | 249,904 | $2.5M | 250,904 | -1,000-0.40% | Reduce |
| MIZUHO SECURITIES USA LLC |
| 0.05% | 0.05% | #15 | $2.0M | 205,591 | $2.0M | 205,591 | 00.00% | Unchanged |
| WHITEBOX ADVISORS LLC |
| 0.03% | 0.02% | #19 | $2.0M | 200,000 | $2.0M | 200,000 | 00.00% | Unchanged |
| D. E. Shaw & Co., Inc. |
| <0.01% | <0.01% | #29 | $1.8M | 174,200 | $1.7M | 174,200 | 00.00% | Unchanged |
| Polar Asset Management Partners Inc. |
| 0.02% | 0.03% | #20 | $1.5M | 150,000 | $1.5M | 150,000 | 00.00% | Unchanged |
| Radcliffe Capital Management, L.P. |
| 0.1% | 0.09% | #9 | $1.3M | 125,000 | $1.3M | 125,000 | 00.00% | Unchanged |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #28 | $1.1M | 105,557 | $998,000 | 100,000 | +5,557+5.56% | Add |
| Cable Car Capital, LP |
| 0.32% | 0.33% | #3 | $998,000 | 100,000 | $998,000 | 100,000 | 00.00% | Unchanged |
| Clear Street Group Inc. |
| <0.01% | 0.01% | #23 | $959,967 | 94,578 | $1.9M | 187,129 | -92,551-49.46% | Reduce |
| Shaolin Capital Management LLC |
| 0.06% | 0.07% | #13 | $881,456 | 86,843 | $998,000 | 100,000 | -13,157-13.16% | Reduce |
| BNP PARIBAS FINANCIAL MARKETS |
| <0.01% | <0.01% | #30 | $859,502 | 84,680 | $845,106 | 84,680 | 00.00% | Unchanged |
| HEIGHTS CAPITAL MANAGEMENT, INC |
| 0.17% | 0.21% | #5 | $754,145 | 74,300 | $745,229 | 74,300 | 00.00% | Unchanged |
| TWO SIGMA INVESTMENTS, LP |
| <0.01% | <0.01% | #31 | $423,549 | 41,729 | $1.1M | 108,749 | -67,020-61.63% | Reduce |
| JPMORGAN CHASE & CO |
| <0.01% | <0.01% | #34 | $327,000 | 30,000 | $317,400 | 30,000 | 00.00% | Unchanged |
| LINDEN ADVISORS LP |
| <0.01% | <0.01% | #26 | $292,130 | 400,233 | $229,494 | 400,233 | 00.00% | Unchanged |
| Harraden Circle Investments, LLC |
| 0.03% | — | #18 | $256,470 | 25,268 | $0 | 0 | +25,268 | New Buy |
| Evercore Wealth Management, LLC |
| <0.01% | <0.01% | #24 | $168,388 | 16,590 | $165,568 | 16,590 | 00.00% | Unchanged |
| Virtu Financial LLC |
| <0.01% | 0.01% | #22 | $154,635 | 15,235 | $147,000 | 14,655 | +580+3.96% | Add |
| Kazazian Asset Management, LLC |
| 0.09% | — | #11 | $101,500 | 10,000 | $0 | 0 | +10,000 | New Buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC |
| 0.02% | 0.02% | #21 | $79,779 | 7,860 | $78,443 | 7,860 | 00.00% | Unchanged |
| Arax Advisory Partners |
| <0.01% | — | #32 | $43,645 | 4,300 | $0 | 0 | +4,300 | New Buy |
| BOOTHBAY FUND MANAGEMENT, LLC |
| <0.01% | <0.01% | #33 | $19,671 | 26,950 | $15,125 | 27,500 | -550-2.00% | Reduce |
| Decagon Asset Management LLP |
| <0.01% | <0.01% | #25 | $12,107 | 15,135 | $8,324 | 15,135 | 00.00% | Unchanged |
| FNY Investment Advisers, LLC |
| <0.01% | <0.01% | #27 | $4,060 | 400 | $5,000 | 500 | -100-20.00% | Reduce |
| MORGAN STANLEY |
| <0.01% | — | #36 | $386 | 38 | $0 | 0 | +38 | New Buy |
| UBS Group AG |
| <0.01% | <0.01% | #35 | $173 | 17 | $28,602 | 2,724 | -2,707-99.38% | Reduce |
