| Pathstone Holdings, LLC |
| 0.07% | 0.09% | #8 | $24.2M | 10.0M | $21.6M | 8.8M | +1.1M+12.85% | Add |
| SIT INVESTMENT ASSOCIATES INC |
| 0.21% | 0.23% | #3 | $11.2M | 4.6M | $11.2M | 4.6M | +36,000+0.78% | Add |
| Hennion & Walsh Asset Management, Inc. |
| 0.13% | 0.13% | #6 | $4.5M | 1.9M | $3.9M | 1.6M | +275,168+17.22% | Add |
| MORGAN STANLEY |
| <0.01% | <0.01% | #50 | $4.5M | 1.9M | $4.9M | 1.9M | -39,256-2.07% | Reduce |
| Advisors Asset Management, Inc. |
| 0.04% | 0.04% | #11 | $2.7M | 1.1M | $2.7M | 1.1M | -7,458-0.67% | Reduce |
| Bulldog Investors, LLP |
| 0.58% | 0.16% | #1 | $2.6M | 1.1M | $700,253 | 286,989 | +806,939+281.17% | Add |
| 1607 Capital Partners, LLC |
| 0.22% | 0.19% | #2 | $2.6M | 1.1M | $2.6M | 1.1M | +5,039+0.48% | Add |
| Invesco Ltd. |
| <0.01% | <0.01% | #52 | $2.4M | 993,218 | $2.4M | 967,695 | +25,523+2.64% | Add |
| Allspring Global Investments Holdings, LLC |
| <0.01% | <0.01% | #24 | $2.4M | 983,970 | $2.4M | 983,970 | 00.00% | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.01% | 0.01% | #16 | $1.7M | 693,615 | $1.1M | 435,696 | +257,919+59.20% | Add |
| LPL Financial LLC |
| <0.01% | <0.01% | #44 | $1.4M | 578,525 | $1.4M | 575,691 | +2,834+0.49% | Add |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.07% | 0.05% | #9 | $1.4M | 567,426 | $895,060 | 366,828 | +200,598+54.68% | Add |
| Fiera Capital Corp |
| <0.01% | <0.01% | #23 | $1.2M | 490,716 | $1.2M | 477,569 | +13,147+2.75% | Add |
| ENVESTNET ASSET MANAGEMENT INC |
| <0.01% | <0.01% | #47 | $1.1M | 471,755 | $1.2M | 472,486 | -731-0.15% | Reduce |
| PARK AVENUE SECURITIES LLC |
| 0.01% | 0.01% | #20 | $1.0M | 423,805 | $1.0M | 421,978 | +1,827+0.43% | Add |
| Capital Investment Advisors, LLC |
| 0.01% | 0.01% | #21 | $483,419 | 199,760 | $526,623 | 215,829 | -16,069-7.45% | Reduce |
| MELFA WEALTH MANAGEMENT, INC. |
| 0.2% | 0.21% | #4 | $366,412 | 151,410 | $369,441 | 151,410 | 00.00% | Unchanged |
| Cetera Investment Advisers |
| <0.01% | <0.01% | #48 | $282,395 | 116,691 | $280,739 | 115,057 | +1,634+1.42% | Add |
| OSAIC HOLDINGS, INC. |
| <0.01% | <0.01% | #42 | $281,510 | 116,331 | $247,811 | 101,564 | +14,767+14.54% | Add |
| COMMONWEALTH EQUITY SERVICES, LLC |
| <0.01% | <0.01% | #43 | $252,870 | 104,493 | $252,000 | 103,278 | +1,215+1.18% | Add |
| Almitas Capital LLC |
| 0.04% | 0.04% | #10 | $192,789 | 79,665 | $193,407 | 79,265 | +400+0.50% | Add |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
| 0.13% | 0.14% | #5 | $189,218 | 78,189 | $206,694 | 84,710 | -6,521-7.70% | Reduce |
| RAYMOND JAMES FINANCIAL INC |
| <0.01% | <0.01% | #59 | $153,510 | 63,434 | $154,779 | 63,434 | 00.00% | Unchanged |
| Closed-End Fund Advisors, Inc. |
| 0.11% | 0.11% | #7 | $113,118 | 46,743 | $107,380 | 44,008 | +2,735+6.21% | Add |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #63 | $112,311 | 46,409 | $186,440 | 76,410 | -30,001-39.26% | Reduce |
| XTX Topco Ltd |
| <0.01% | <0.01% | #32 | $111,136 | 45,924 | $39,301 | 16,107 | +29,817+185.12% | Add |
| MML INVESTORS SERVICES, LLC |
| <0.01% | <0.01% | #51 | $108,156 | 44,693 | $91,085 | 37,330 | +7,363+19.72% | Add |
| Shulman DeMeo Asset Management LLC |
| 0.02% | 0.02% | #14 | $106,935 | 44,188 | $110,137 | 45,138 | -950-2.10% | Reduce |
| UBS Group AG |
| <0.01% | <0.01% | #64 | $98,751 | 40,806 | $123,499 | 50,614 | -9,808-19.38% | Reduce |
| NewEdge Advisors, LLC |
| <0.01% | <0.01% | #49 | $83,732 | 34,600 | $97,112 | 39,800 | -5,200-13.07% | Reduce |
| JANE STREET GROUP, LLC |
| <0.01% | <0.01% | #67 | $82,568 | 34,119 | $24,908 | 10,208 | +23,911+234.24% | Add |
| Mutual Advisors, LLC |
| <0.01% | <0.01% | #30 | $80,755 | 33,370 | $81,423 | 33,370 | 00.00% | Unchanged |
| HighTower Advisors, LLC |
| <0.01% | <0.01% | #56 | $78,449 | 32,417 | $87,274 | 35,768 | -3,351-9.37% | Reduce |
| LEVIN CAPITAL STRATEGIES, L.P. |
| <0.01% | 0.01% | #22 | $72,600 | 30,000 | $73,200 | 30,000 | 00.00% | Unchanged |
| Advance Capital Management, Inc. |
| <0.01% | <0.01% | #28 | $72,600 | 30,000 | $73,200 | 30,000 | 00.00% | Unchanged |
| PFG Investments, LLC |
| <0.01% | <0.01% | #26 | $72,319 | 29,884 | $72,917 | 29,884 | 00.00% | Unchanged |
| Shaker Financial Services, LLC |
| 0.02% | 0.08% | #13 | $71,475 | 29,535 | $223,434 | 90,076 | -60,541-67.21% | Reduce |
| Garner Asset Management Corp |
| 0.02% | 0.02% | #15 | $57,310 | 23,682 | $56,990 | 23,357 | +325+1.39% | Add |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
| <0.01% | <0.01% | #69 | $52,216 | 21,577 | $151,722 | 62,181 | -40,604-65.30% | Reduce |
| Carter Financial Group, INC. |
| 0.03% | 0.03% | #12 | $50,252 | 20,765 | $49,428 | 20,257 | +508+2.51% | Add |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC |
| 0.01% | — | #18 | $47,398 | 19,586 | $0 | 0 | +19,586 | New Buy |
| Curated Wealth Partners LLC |
| 0.01% | 0.01% | #17 | $43,225 | 17,715 | $43,225 | 17,715 | 00.00% | Unchanged |
| Cambridge Investment Research Advisors, Inc. |
| <0.01% | <0.01% | #55 | $41,868 | 17,301 | $42,000 | 17,078 | +223+1.31% | Add |
| Fermata Advisors, LLC |
| 0.01% | — | #19 | $41,544 | 17,167 | $0 | 0 | +17,167 | New Buy |
| Sowell Financial Services LLC |
| <0.01% | <0.01% | #34 | $40,626 | 16,787 | $40,065 | 16,420 | +367+2.24% | Add |
| J.W. COLE ADVISORS, INC. |
| <0.01% | — | #37 | $39,077 | 16,147 | $0 | 0 | +16,147 | New Buy |
| Baird Financial Group, Inc. |
| <0.01% | <0.01% | #58 | $36,692 | 15,162 | $93,115 | 38,162 | -23,000-60.27% | Reduce |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #70 | $36,300 | 15,000 | $36,600 | 15,000 | 00.00% | Unchanged |
| SENTINEL PENSION ADVISORS, LLC |
| <0.01% | <0.01% | #25 | $33,704 | 13,927 | $33,258 | 13,630 | +297+2.18% | Add |
| Avior Wealth Management, LLC |
| <0.01% | <0.01% | #36 | $33,604 | 13,772 | $33,604 | 13,772 | 00.00% | Unchanged |
