| Pathstone Holdings, LLC |
| 0.09% | 0.1% | #18 | $30.4M | 5.4M | $26.0M | 4.8M | +589,801+12.22% | Add |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #80 | $12.2M | 2.2M | $8.7M | 1.6M | +567,834+35.36% | Add |
| UBS Group AG |
| <0.01% | <0.01% | #71 | $10.2M | 1.8M | $6.9M | 1.3M | +546,546+42.88% | Add |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.4% | 0.25% | #6 | $8.5M | 1.5M | $4.9M | 908,050 | +601,827+66.28% | Add |
| Advisors Asset Management, Inc. |
| 0.1% | 0.11% | #16 | $6.8M | 1.2M | $6.9M | 1.3M | -60,105-4.72% | Reduce |
| ROBINSON CAPITAL MANAGEMENT, LLC |
| 2.67% | 0.4% | #1 | $6.1M | 1.1M | $963,951 | 179,173 | +897,784+501.07% | Add |
| Hennion & Walsh Asset Management, Inc. |
| 0.16% | 0.15% | #10 | $5.8M | 1.0M | $4.3M | 799,759 | +224,810+28.11% | Add |
| Saba Capital Management, L.P. |
| 0.15% | 0.04% | #11 | $5.8M | 1.0M | $1.4M | 265,800 | +758,143+285.23% | Add |
| Almitas Capital LLC |
| 1.15% | — | #4 | $4.9M | 878,531 | $0 | 0 | +878,531 | New Buy |
| GUGGENHEIM CAPITAL LLC |
| 0.03% | 0.03% | #27 | $4.8M | 845,307 | $4.5M | 832,399 | +12,908+1.55% | Add |
| VAN ECK ASSOCIATES CORP |
| <0.01% | <0.01% | #60 | $4.1M | 728,998 | $2.1M | 391,640 | +337,358+86.14% | Add |
| Janney Montgomery Scott LLC |
| 0.01% | — | #39 | $4.0M | 716,516 | $0 | 0 | +716,516 | New Buy |
| WHITEBOX ADVISORS LLC |
| 0.04% | 0.01% | #23 | $3.2M | 575,062 | $673,750 | 125,000 | +450,062+360.05% | Add |
| MORGAN STANLEY |
| <0.01% | <0.01% | #104 | $3.2M | 566,526 | $939,154 | 174,240 | +392,286+225.14% | Add |
| Closed-End Fund Advisors, Inc. |
| 2.56% | 1.51% | #2 | $2.6M | 466,837 | $1.5M | 275,256 | +191,581+69.60% | Add |
| COMMONWEALTH EQUITY SERVICES, LLC |
| <0.01% | — | #56 | $2.6M | 460,275 | $0 | 0 | +460,275 | New Buy |
| Invesco Ltd. |
| <0.01% | <0.01% | #99 | $2.6M | 455,662 | $2.4M | 454,328 | +1,334+0.29% | Add |
| Summit Financial, LLC |
| 0.03% | <0.01% | #28 | $2.5M | 449,141 | $302,578 | 56,137 | +393,004+700.08% | Add |
| MELFA WEALTH MANAGEMENT, INC. |
| 1.31% | 0.47% | #3 | $2.4M | 431,579 | $817,524 | 151,674 | +279,905+184.54% | Add |
| OSAIC HOLDINGS, INC. |
| <0.01% | <0.01% | #58 | $2.2M | 398,602 | $929,555 | 172,460 | +226,142+131.13% | Add |
| ENVESTNET ASSET MANAGEMENT INC |
| <0.01% | <0.01% | #90 | $2.0M | 362,000 | $1.4M | 261,016 | +100,984+38.69% | Add |
| RAYMOND JAMES FINANCIAL INC |
| <0.01% | <0.01% | #87 | $2.0M | 350,691 | $1.1M | 209,292 | +141,399+67.56% | Add |
| Thomas J. Herzfeld Advisors, Inc. |
| 0.6% | 0.11% | #5 | $1.9M | 345,429 | $333,301 | 61,837 | +283,592+458.61% | Add |
| MACKAY SHIELDS LLC |
| <0.01% | <0.01% | #57 | $1.9M | 333,822 | $1.8M | 333,155 | +667+0.20% | Add |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
| 0.11% | — | #15 | $1.8M | 324,887 | $0 | 0 | +324,887 | New Buy |
| NewEdge Advisors, LLC |
| 0.01% | <0.01% | #48 | $1.8M | 320,314 | $850,602 | 157,811 | +162,503+102.97% | Add |
| SIT INVESTMENT ASSOCIATES INC |
| 0.03% | — | #26 | $1.7M | 303,923 | $0 | 0 | +303,923 | New Buy |
| Logan Stone Capital, LLC |
| 0.31% | 0.5% | #8 | $1.4M | 256,998 | $1.8M | 330,893 | -73,895-22.33% | Reduce |
| RIVERBRIDGE PARTNERS LLC |
| 0.04% | 0.02% | #24 | $1.4M | 247,902 | $976,994 | 181,261 | +66,641+36.77% | Add |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #98 | $1.3M | 235,722 | $540,866 | 100,346 | +135,376+134.91% | Add |
| Bulldog Investors, LLP |
| 0.28% | — | #9 | $1.3M | 230,382 | $0 | 0 | +230,382 | New Buy |
| Cambridge Investment Research Advisors, Inc. |
| <0.01% | <0.01% | #59 | $1.1M | 200,972 | $573,000 | 106,335 | +94,637+89.00% | Add |
| BALANCED WEALTH GROUP LLC |
| 0.35% | 0.38% | #7 | $1.1M | 197,774 | $1.1M | 195,055 | +2,719+1.39% | Add |
| Capital Investment Advisors, LLC |
| 0.01% | 0.01% | #36 | $1.1M | 192,571 | $575,388 | 106,751 | +85,820+80.39% | Add |
| COHEN & STEERS, INC. |
| <0.01% | <0.01% | #68 | $887,960 | 158,000 | $916,000 | 170,000 | -12,000-7.06% | Reduce |
| Rockefeller Capital Management L.P. |
| <0.01% | <0.01% | #70 | $857,876 | 152,647 | $701,972 | 130,236 | +22,411+17.21% | Add |
| ROYAL BANK OF CANADA |
| <0.01% | <0.01% | #107 | $840,000 | 149,453 | $691,000 | 128,209 | +21,244+16.57% | Add |
| LPL Financial LLC |
| <0.01% | <0.01% | #101 | $806,315 | 143,472 | $596,026 | 110,580 | +32,892+29.74% | Add |
| PARK AVENUE SECURITIES LLC |
| <0.01% | — | #50 | $738,676 | 131,437 | $0 | 0 | +131,437 | New Buy |
| Bridgewater Advisors Inc. |
| 0.04% | 0.04% | #25 | $683,333 | 127,250 | $696,058 | 127,250 | 00.00% | Unchanged |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #110 | $642,308 | 114,290 | $883,884 | 163,986 | -49,696-30.31% | Reduce |
| Creative Planning |
| <0.01% | <0.01% | #92 | $622,128 | 110,699 | $625,628 | 116,072 | -5,373-4.63% | Reduce |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
| 0.08% | 0.03% | #20 | $610,141 | 108,566 | $207,898 | 38,571 | +69,995+181.47% | Add |
| AMERIPRISE FINANCIAL INC |
| <0.01% | <0.01% | #109 | $560,460 | 99,726 | $543,779 | 100,887 | -1,161-1.15% | Reduce |
| Lido Advisors, LLC |
| <0.01% | — | #67 | $518,956 | 92,341 | $0 | 0 | +92,341 | New Buy |
| ROTHSCHILD INVESTMENT LLC |
| 0.02% | 0.01% | #34 | $485,411 | 86,372 | $285,670 | 53,000 | +33,372+62.97% | Add |
| CAPTRUST FINANCIAL ADVISORS |
| <0.01% | — | #85 | $405,230 | 72,105 | $0 | 0 | +72,105 | New Buy |
| Tyche Wealth Partners LLC |
| 0.06% | 0.06% | #21 | $395,123 | 70,307 | $416,448 | 77,263 | -6,956-9.00% | Reduce |
| Cetera Investment Advisers |
| <0.01% | <0.01% | #93 | $360,715 | 64,185 | $184,892 | 34,303 | +29,882+87.11% | Add |
| Equitable Holdings, Inc. |
| <0.01% | <0.01% | #64 | $352,531 | 62,728 | $221,609 | 40,812 | +21,916+53.70% | Add |
