| Karpus Management, Inc. |
| 0.21% | 0.23% | #7 | $7.2M | 714,525 | $7.2M | 716,625 | -2,100-0.29% | Reduce |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.24% | 0.25% | #4 | $5.1M | 500,000 | $5.0M | 500,000 | 00.00% | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.03% | 0.03% | #22 | $3.5M | 345,585 | $3.3M | 333,423 | +12,162+3.65% | Add |
| Shaolin Capital Management LLC |
| 0.2% | 0.19% | #8 | $2.8M | 278,270 | $2.9M | 285,774 | -7,504-2.63% | Reduce |
| HGC Investment Management Inc. |
| 0.51% | 0.56% | #2 | $2.6M | 250,000 | $2.5M | 250,000 | 00.00% | Unchanged |
| LINDEN ADVISORS LP |
| 0.01% | 0.01% | #26 | $2.5M | 250,000 | $2.5M | 250,000 | 00.00% | Unchanged |
| ARISTEIA CAPITAL, L.L.C. |
| 0.03% | 0.05% | #21 | $2.5M | 250,000 | $2.5M | 250,000 | 00.00% | Unchanged |
| Polar Asset Management Partners Inc. |
| 0.04% | 0.05% | #18 | $2.5M | 250,000 | $2.5M | 250,000 | 00.00% | Unchanged |
| GLAZER CAPITAL, LLC |
| 0.06% | 0.05% | #14 | $2.4M | 240,083 | $2.6M | 256,977 | -16,894-6.57% | Reduce |
| MIZUHO SECURITIES USA LLC |
| 0.05% | 0.05% | #16 | $2.3M | 229,444 | $2.3M | 229,444 | 00.00% | Unchanged |
| WHITEBOX ADVISORS LLC |
| 0.03% | 0.02% | #24 | $2.0M | 200,000 | $2.0M | 200,000 | 00.00% | Unchanged |
| BERKLEY W R CORP |
| 0.09% | 0.05% | #12 | $1.9M | 192,279 | $995,605 | 99,461 | +92,818+93.32% | Add |
| Radcliffe Capital Management, L.P. |
| 0.12% | 0.12% | #11 | $1.6M | 159,322 | $1.6M | 159,322 | 00.00% | Unchanged |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #33 | $1.5M | 141,576 | $761,250 | 75,000 | +66,576+88.77% | Add |
| SONA ASSET MANAGEMENT (US) LLC |
| 0.03% | 0.03% | #23 | $1.4M | 135,098 | $1.4M | 135,098 | 00.00% | Unchanged |
| Crossingbridge Advisors, LLC |
| 0.22% | 0.18% | #6 | $1.3M | 125,001 | $1.0M | 100,000 | +25,001+25.00% | Add |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
| 0.16% | 0.16% | #9 | $1.1M | 108,200 | $1.1M | 108,200 | 00.00% | Unchanged |
| Hudson Bay Capital Management LP |
| <0.01% | <0.01% | #31 | $1.0M | 100,000 | $1.0M | 100,000 | 00.00% | Unchanged |
| HEIGHTS CAPITAL MANAGEMENT, INC |
| 0.23% | 0.28% | #5 | $1.0M | 100,000 | $1.0M | 100,000 | 00.00% | Unchanged |
| BlueCrest Capital Management Ltd |
| 0.03% | 0.06% | #20 | $1.0M | 100,000 | $1.0M | 100,000 | 00.00% | Unchanged |
| Westchester Capital Management, LLC |
| 0.05% | 0.05% | #17 | $1.0M | 100,000 | $1.0M | 100,000 | 00.00% | Unchanged |
| First Trust Capital Management L.P. |
| 0.06% | 0.05% | #15 | $1.0M | 100,000 | $1.0M | 100,000 | 00.00% | Unchanged |
| L1 Global Manager Pty Ltd |
| 0.71% | 0.67% | #1 | $1.0M | 100,000 | $1.0M | 100,000 | 00.00% | Unchanged |
| GABELLI FUNDS LLC |
| 0.01% | 0.01% | #27 | $1.0M | 97,364 | $988,245 | 97,364 | 00.00% | Unchanged |
| TWO SIGMA INVESTMENTS, LP |
| <0.01% | <0.01% | #35 | $917,125 | 90,625 | $907,156 | 90,625 | 00.00% | Unchanged |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC |
| 0.02% | <0.01% | #25 | $910,312 | 89,863 | $55,720 | 5,572 | +84,291+1,512.76% | Add |
| Clear Street Group Inc. |
| <0.01% | <0.01% | #32 | $823,808 | 81,404 | $915,334 | 91,442 | -10,038-10.98% | Reduce |
| PRELUDE CAPITAL MANAGEMENT, LLC |
| 0.04% | 0.04% | #19 | $517,000 | 50,000 | $507,500 | 50,000 | 00.00% | Unchanged |
| Stoic Point Capital Management LLC |
| 0.43% | 0.49% | #3 | $517,000 | 50,000 | $508,000 | 50,000 | 00.00% | Unchanged |
| Yakira Capital Management, Inc. |
| 0.13% | 0.13% | #10 | $460,678 | 44,553 | $452,213 | 44,553 | 00.00% | Unchanged |
| Logan Stone Capital, LLC |
| 0.07% | 0.09% | #13 | $337,274 | 33,311 | $321,431 | 32,111 | +1,200+3.74% | Add |
| D. E. Shaw & Co., Inc. |
| <0.01% | <0.01% | #37 | $337,025 | 33,270 | $156,256 | 15,610 | +17,660+113.13% | Add |
| Virtu Financial LLC |
| <0.01% | 0.01% | #29 | $112,109 | 11,078 | $149,000 | 14,884 | -3,806-25.57% | Reduce |
| Centiva Capital, LP |
| <0.01% | <0.01% | #34 | $101,300 | 10,000 | $100,100 | 10,000 | 00.00% | Unchanged |
| Harraden Circle Investments, LLC |
| 0.01% | 0.01% | #28 | $45,159 | 281,366 | $53,460 | 281,366 | 00.00% | Unchanged |
| UBS Group AG |
| <0.01% | <0.01% | #38 | $33,679 | 3,328 | $33,984 | 3,395 | -67-1.97% | Reduce |
| BOOTHBAY FUND MANAGEMENT, LLC |
| <0.01% | <0.01% | #36 | $21,875 | 125,000 | $24,381 | 125,000 | 00.00% | Unchanged |
| Lineage Point Capital LP |
| <0.01% | 0.23% | #30 | $15,248 | 95,000 | $950,950 | 95,000 | 00.00% | Unchanged |
| MORGAN STANLEY |
| <0.01% | — | #39 | $111 | 11 | $0 | 0 | +11 | New Buy |
