FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND · 13F Institutional Holdings
| Ownership Trend | Portfolio % | Prev Q % | Rank | Q2 2026 Value | Q2 2026 Shares | Prev Q Value | Prev Q Shares | Shares Change | Action | |
|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | <0.01% | <0.01% | #43 | $21.3M | 466,103 | $23.2M | 526,138 | -60,035-11.41% | Reduce | |
| WELLS FARGO & COMPANY/MN | <0.01% | <0.01% | #31 | $20.2M | 443,087 | $17.9M | 391,874 | +51,213+13.07% | Add | |
| LPL Financial LLC | <0.01% | <0.01% | #33 | $12.4M | 272,507 | $11.1M | 242,763 | +29,744+12.25% | Add | |
| Beta Wealth Group, Inc. | 3.6% | 3.67% | #1 | $9.6M | 210,210 | $8.9M | 194,720 | +15,490+7.96% | Add | |
| RAYMOND JAMES FINANCIAL INC | <0.01% | <0.01% | #34 | $9.2M | 201,773 | $10.0M | 220,211 | -18,438-8.37% | Reduce | |
| Arax Advisory Partners | 0.04% | 0.17% | #16 | $6.7M | 146,406 | $6.2M | 135,116 | +11,290+8.36% | Add | |
| 626 Financial, LLC | 2.61% | 2.85% | #2 | $6.7M | 146,375 | $6.4M | 140,372 | +6,003+4.28% | Add | |
| Private Advisor Group, LLC | 0.03% | 0.03% | #21 | $5.5M | 119,795 | $5.5M | 121,082 | -1,287-1.06% | Reduce | |
| JONES FINANCIAL COMPANIES LLLP | <0.01% | <0.01% | #40 | $4.5M | 98,949 | $4.2M | 95,316 | +3,633+3.81% | Add | |
| VestGen Advisors, LLC | 0.1% | 0.09% | #13 | $3.5M | 76,378 | $3.5M | 73,182 | +3,196+4.37% | Add | |
| Cetera Investment Advisers | <0.01% | <0.01% | #32 | $3.4M | 74,935 | $3.4M | 74,175 | +760+1.02% | Add | |
| Archer Investment Corp | 0.64% | 0.67% | #4 | $3.3M | 71,600 | $3.1M | 69,100 | +2,500+3.62% | Add | |
| Baird Financial Group, Inc. | <0.01% | <0.01% | #29 | $3.1M | 68,862 | $1.9M | 40,888 | +27,974+68.42% | Add | |
| FLOW TRADERS U.S. LLC | 0.12% | 0.13% | #12 | $3.0M | 64,808 | $4.1M | 90,792 | -25,984-28.62% | Reduce | |
| Trivium Point Advisory, LLC | 0.26% | 0.14% | #8 | $2.8M | 61,685 | $782,264 | 17,173 | +44,512+259.20% | Add | |
| ROYAL BANK OF CANADA | <0.01% | <0.01% | #51 | $2.8M | 60,500 | $2.4M | 52,484 | +8,016+15.27% | Add | |
| HBW ADVISORY SERVICES LLC | 0.23% | 0.25% | #10 | $2.6M | 56,030 | $2.3M | 51,240 | +4,790+9.35% | Add | |
| Crusonia Wealth Advisors LLC | 0.41% | 0.51% | #7 | $2.5M | 54,287 | $2.5M | 54,276 | +11+0.02% | Add | |
| STIFEL FINANCIAL CORP | <0.01% | <0.01% | #38 | $2.4M | 51,866 | $2.3M | 50,296 | +1,570+3.12% | Add | |
| OLD MISSION CAPITAL LLC | 0.04% | 0.01% | #19 | $2.3M | 49,671 | $770,011 | 16,904 | +32,767+193.84% | Add | |
| UBS Group AG | <0.01% | <0.01% | #52 | $2.1M | 44,940 | $2.3M | 50,280 | -5,340-10.62% | Reduce | |
| Cornerstone Planning Group LLC | 0.25% | 0.31% | #9 | $2.0M | 44,430 | $2.3M | 47,905 | -3,475-7.25% | Reduce | |
| Quad-Cities Investment Group, LLC | 0.72% | 0.82% | #3 | $2.0M | 44,095 | $2.1M | 45,257 | -1,162-2.57% | Reduce | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | <0.01% | <0.01% | #55 | $1.9M | 40,646 | $1.9M | 41,798 | -1,152-2.76% | Reduce | |
| OSAIC HOLDINGS, INC. | <0.01% | <0.01% | #39 | $1.6M | 35,890 | $1.4M | 30,833 | +5,057+16.40% | Add | |
| Steward Partners Investment Advisory, LLC | 0.01% | <0.01% | #28 | $1.3M | 29,367 | $572,088 | 12,559 | +16,808+133.83% | Add | |
| Farther Finance Advisors, LLC | 0.01% | <0.01% | #26 | $1.2M | 25,619 | $338,513 | 7,398 | +18,221+246.30% | Add | |
| LeClair Wealth Partners LLC | 0.43% | — | #6 | $835,387 | 18,295 | $0 | 0 | +18,295 | New Buy | |
| SFI Advisors, LLC | 0.63% | 0.77% | #5 | $734,436 | 16,084 | $732,658 | 16,084 | 00.00% | Unchanged | |
| CAPTRUST FINANCIAL ADVISORS | <0.01% | <0.01% | #44 | $721,628 | 15,804 | $715,699 | 15,712 | +92+0.59% | Add | |
| CITADEL ADVISORS LLC | <0.01% | <0.01% | #60 | $661,102 | 14,478 | $1.1M | 23,960 | -9,482-39.57% | Reduce | |
| MML INVESTORS SERVICES, LLC | <0.01% | <0.01% | #42 | $654,802 | 14,340 | $610,710 | 13,407 | +933+6.96% | Add | |
| RVW Wealth, LLC | 0.04% | 0.05% | #17 | $621,844 | 13,618 | $619,693 | 13,604 | +14+0.10% | Add | |
| Migdal Insurance & Financial Holdings Ltd. | <0.01% | <0.01% | #30 | $591,643 | 13,000 | $296,088 | 6,500 | +6,500+100.00% | Add | |
| ENVESTNET ASSET MANAGEMENT INC | <0.01% | <0.01% | #58 | $542,996 | 11,892 | $658,862 | 14,464 | -2,572-17.78% | Reduce | |
| COMMONWEALTH EQUITY SERVICES, LLC | <0.01% | <0.01% | #49 | $531,070 | 11,630 | $535,050 | 11,746 | -116-0.99% | Reduce | |
| Western Wealth Management, LLC | 0.02% | 0.02% | #23 | $497,193 | 10,888 | $502,994 | 11,042 | -154-1.39% | Reduce | |
| NATIXIS ADVISORS, LLC | <0.01% | — | #50 | $493,612 | 10,810 | $0 | 0 | +10,810 | New Buy | |
| Integrated Wealth Concepts LLC | <0.01% | 0.01% | #36 | $467,665 | 10,242 | $1.3M | 28,394 | -18,152-63.93% | Reduce | |
| Janney Montgomery Scott LLC | <0.01% | <0.01% | #48 | $398,862 | 8,735 | $484,000 | 10,626 | -1,891-17.80% | Reduce | |
| SUMMIT WEALTH GROUP LLC / CO | 0.03% | 0.03% | #20 | $379,819 | 8,318 | $245,389 | 5,387 | +2,931+54.41% | Add | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 0.02% | 0.02% | #22 | $358,325 | 7,847 | $399,900 | 8,778 | -931-10.61% | Reduce | |
| Equitable Holdings, Inc. | <0.01% | <0.01% | #37 | $356,751 | 7,813 | $299,933 | 7,125 | +688+9.66% | Add | |
| JANE STREET GROUP, LLC | <0.01% | <0.01% | #64 | $270,231 | 5,918 | $488,454 | 10,723 | -4,805-44.81% | Reduce | |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | 0.2% | 0.2% | #11 | $251,966 | 5,518 | $230,129 | 5,052 | +466+9.22% | Add | |
| Merit Financial Group, LLC | <0.01% | <0.01% | #41 | $226,782 | 4,966 | $219,759 | 4,824 | +142+2.94% | Add | |
| Pinnacle Bancorp, Inc. | 0.06% | 0.07% | #15 | $222,833 | 4,880 | $222,294 | 4,880 | 00.00% | Unchanged | |
| Richmond Investment Services, LLC | 0.07% | 0.07% | #14 | $210,426 | 4,608 | $419,304 | 9,206 | -4,598-49.95% | Reduce | |
| Keystone Financial Group | 0.01% | — | #25 | $204,371 | 4,476 | $0 | 0 | +4,476 | New Buy | |
| MERCER GLOBAL ADVISORS INC /ADV | <0.01% | — | #54 | $128,851 | 2,822 | $0 | 0 | +2,822 | New Buy |