| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 1.1% | 1.09% | #7 | $23.1M | 2.6M | $21.6M | 2.5M | +63,012+2.51% | Add |
| Karpus Management, Inc. |
| 0.52% | 0.48% | #12 | $18.2M | 2.0M | $15.3M | 1.8M | +252,546+14.20% | Add |
| Advisors Asset Management, Inc. |
| 0.23% | 0.17% | #15 | $14.8M | 1.7M | $10.4M | 1.2M | +438,723+36.15% | Add |
| GUGGENHEIM CAPITAL LLC |
| 0.07% | 0.1% | #25 | $10.6M | 1.2M | $12.4M | 1.4M | -262,078-18.16% | Reduce |
| TORONTO DOMINION BANK |
| 0.01% | 0.01% | #39 | $10.4M | 1.2M | $9.8M | 1.1M | +20,770+1.83% | Add |
| Matisse Capital |
| 3.05% | 3.17% | #2 | $7.6M | 848,717 | $7.4M | 866,413 | -17,696-2.04% | Reduce |
| Saba Capital Management, L.P. |
| 0.17% | 0.16% | #16 | $6.5M | 725,010 | $5.9M | 692,065 | +32,945+4.76% | Add |
| Almitas Capital LLC |
| 1.48% | 1.2% | #6 | $6.4M | 710,604 | $5.3M | 617,015 | +93,589+15.17% | Add |
| ROBINSON CAPITAL MANAGEMENT, LLC |
| 2.52% | 2.16% | #3 | $5.7M | 637,256 | $5.2M | 587,469 | +49,787+8.47% | Add |
| Hennion & Walsh Asset Management, Inc. |
| 0.14% | 0.2% | #17 | $4.8M | 538,721 | $5.9M | 690,484 | -151,763-21.98% | Reduce |
| Logan Stone Capital, LLC |
| 0.9% | 1.52% | #10 | $4.3M | 476,434 | $5.5M | 637,240 | -160,806-25.23% | Reduce |
| MORGAN STANLEY |
| <0.01% | <0.01% | #73 | $3.9M | 434,930 | $4.7M | 533,439 | -98,509-18.47% | Reduce |
| LPL Financial LLC |
| <0.01% | <0.01% | #64 | $3.8M | 422,807 | $3.0M | 343,966 | +78,841+22.92% | Add |
| SIT INVESTMENT ASSOCIATES INC |
| 0.07% | 0.07% | #24 | $3.8M | 421,952 | $3.6M | 416,952 | +5,000+1.20% | Add |
| Williams & Novak, LLC |
| 2.17% | 2.59% | #4 | $3.3M | 365,198 | $3.5M | 403,583 | -38,385-9.51% | Reduce |
| Altium Capital Management LLC |
| 6.29% | 6.8% | #1 | $3.0M | 333,093 | $2.9M | 333,093 | 00.00% | Unchanged |
| WHITEBOX ADVISORS LLC |
| 0.03% | 0.03% | #31 | $2.6M | 284,471 | $2.4M | 284,471 | 00.00% | Unchanged |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #70 | $2.2M | 246,042 | $2.1M | 246,050 | -8-0.00% | Reduce |
| FIRST FOUNDATION ADVISORS |
| 0.07% | 0.08% | #23 | $2.0M | 223,993 | $1.9M | 224,269 | -276-0.12% | Reduce |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
| 0.11% | 0.13% | #19 | $1.8M | 201,590 | $1.7M | 201,590 | 00.00% | Unchanged |
| Professional Financial Management, Inc. |
| 1.82% | 1.84% | #5 | $1.8M | 200,576 | $1.8M | 206,231 | -5,655-2.74% | Reduce |
| MELFA WEALTH MANAGEMENT, INC. |
| 0.94% | 0.99% | #8 | $1.7M | 193,424 | $1.7M | 200,176 | -6,752-3.37% | Reduce |
| Thomas J. Herzfeld Advisors, Inc. |
| 0.51% | 0.23% | #13 | $1.7M | 185,469 | $679,760 | 79,226 | +106,243+134.10% | Add |
| Fiera Capital Corp |
| 0.01% | 0.01% | #48 | $1.6M | 174,853 | $1.6M | 181,207 | -6,354-3.51% | Reduce |
| Rockefeller Capital Management L.P. |
| <0.01% | <0.01% | #53 | $1.5M | 165,869 | $1.3M | 145,728 | +20,141+13.82% | Add |
| Core Wealth Partners LLC |
| 0.63% | 0.65% | #11 | $1.5M | 163,762 | $1.4M | 163,735 | +27+0.02% | Add |
| RIVERBRIDGE PARTNERS LLC |
| 0.04% | 0.03% | #29 | $1.4M | 161,369 | $1.4M | 161,861 | -492-0.30% | Reduce |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #74 | $1.1M | 125,369 | $1.0M | 121,374 | +3,995+3.29% | Add |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #79 | $1.0M | 114,175 | $872,341 | 101,671 | +12,504+12.30% | Add |
| Closed-End Fund Advisors, Inc. |
| 0.92% | 0.95% | #9 | $938,047 | 104,576 | $937,442 | 109,259 | -4,683-4.29% | Reduce |
| UBS Group AG |
| <0.01% | <0.01% | #78 | $858,931 | 95,756 | $664,118 | 77,403 | +18,353+23.71% | Add |
| WEDBUSH SECURITIES INC |
| 0.02% | 0.02% | #34 | $792,347 | 88,333 | $677,000 | 78,946 | +9,387+11.89% | Add |
| Baird Financial Group, Inc. |
| <0.01% | <0.01% | #61 | $754,512 | 84,115 | $587,473 | 68,470 | +15,645+22.85% | Add |
| Summit Financial, LLC |
| 0.01% | 0.01% | #44 | $721,635 | 80,106 | $941,038 | 109,220 | -29,114-26.66% | Reduce |
| Integrated Wealth Concepts LLC |
| <0.01% | 0.01% | #51 | $701,357 | 78,189 | $704,719 | 82,135 | -3,946-4.80% | Reduce |
| Summit Trail Advisors, LLC |
| 0.01% | 0.01% | #43 | $679,618 | 75,766 | $674,360 | 78,597 | -2,831-3.60% | Reduce |
| CAPSTONE INVESTMENT ADVISORS, LLC |
| <0.01% | <0.01% | #67 | $642,064 | 71,579 | $614,148 | 71,579 | 00.00% | Unchanged |
| Stonebridge Financial Group, LLC/CA |
| 0.09% | — | #22 | $642,037 | 71,576 | $0 | 0 | +71,576 | New Buy |
| OSAIC HOLDINGS, INC. |
| <0.01% | <0.01% | #65 | $628,412 | 70,057 | $198,497 | 23,135 | +46,922+202.82% | Add |
| RAYMOND JAMES FINANCIAL INC |
| <0.01% | <0.01% | #75 | $626,949 | 69,894 | $514,182 | 59,928 | +9,966+16.63% | Add |
| Dakota Wealth Management |
| 0.01% | 0.01% | #41 | $534,478 | 59,585 | $436,594 | 50,885 | +8,700+17.10% | Add |
| JANE STREET GROUP, LLC |
| <0.01% | — | #81 | $482,371 | 53,776 | $0 | 0 | +53,776 | New Buy |
| Rareview Capital LLC |
| 0.27% | 0.28% | #14 | $478,378 | 55,690 | $478,055 | 55,652 | +38+0.07% | Add |
| PFG Investments, LLC |
| 0.02% | 0.02% | #36 | $471,439 | 52,557 | $496,385 | 57,854 | -5,297-9.16% | Reduce |
| Ackerman Capital Advisors, LLC |
| 0.09% | 0.13% | #21 | $446,123 | 49,735 | $615,152 | 71,696 | -21,961-30.63% | Reduce |
| EVOKE WEALTH, LLC |
| 0.01% | 0.01% | #45 | $391,890 | 45,484 | $391,890 | 45,484 | 00.00% | Unchanged |
| MAI Capital Management |
| <0.01% | <0.01% | #58 | $391,524 | 43,554 | $172,458 | 20,100 | +23,454+116.69% | Add |
| XTX Topco Ltd |
| <0.01% | — | #50 | $385,997 | 43,032 | $0 | 0 | +43,032 | New Buy |
| Beacon Pointe Advisors, LLC |
| <0.01% | — | #57 | $377,010 | 42,030 | $0 | 0 | +42,030 | New Buy |
| ROYAL BANK OF CANADA |
| <0.01% | <0.01% | #80 | $339,000 | 37,755 | $271,000 | 31,610 | +6,145+19.44% | Add |
