| Karpus Management, Inc. |
| 1.18% | — | #3 | $41.1M | 3.6M | $0 | 0 | +3.6M | New Buy |
| Pathstone Holdings, LLC |
| 0.1% | 0.13% | #23 | $32.9M | 2.9M | $33.0M | 3.1M | -205,316-6.65% | Reduce |
| Allspring Global Investments Holdings, LLC |
| 0.02% | 0.03% | #33 | $16.1M | 1.4M | $15.7M | 1.5M | -53,618-3.66% | Reduce |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.57% | 0.57% | #6 | $12.0M | 1.0M | $11.3M | 1.1M | -13,760-1.30% | Reduce |
| KEYBANK NATIONAL ASSOCIATION/OH |
| 0.04% | 0.04% | #30 | $11.0M | 962,374 | $10.3M | 959,584 | +2,790+0.29% | Add |
| MORGAN STANLEY |
| <0.01% | <0.01% | #63 | $10.9M | 951,641 | $7.7M | 711,272 | +240,369+33.79% | Add |
| Advisors Asset Management, Inc. |
| 0.13% | 0.12% | #18 | $8.7M | 764,003 | $7.4M | 688,070 | +75,933+11.04% | Add |
| GUGGENHEIM CAPITAL LLC |
| 0.05% | 0.06% | #26 | $7.8M | 683,198 | $7.6M | 706,284 | -23,086-3.27% | Reduce |
| Hennion & Walsh Asset Management, Inc. |
| 0.2% | 0.22% | #15 | $6.8M | 599,669 | $6.5M | 606,136 | -6,467-1.07% | Reduce |
| SIT INVESTMENT ASSOCIATES INC |
| 0.12% | 0.15% | #22 | $6.1M | 533,037 | $7.2M | 676,737 | -143,700-21.23% | Reduce |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #61 | $5.7M | 496,291 | $5.4M | 508,066 | -11,775-2.32% | Reduce |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
| 0.26% | 0.35% | #14 | $4.3M | 373,640 | $4.8M | 453,640 | -80,000-17.64% | Reduce |
| RAYMOND JAMES FINANCIAL INC |
| <0.01% | <0.01% | #60 | $3.4M | 301,535 | $251,834 | 23,558 | +277,977+1,179.97% | Add |
| VAN ECK ASSOCIATES CORP |
| <0.01% | <0.01% | #51 | $3.1M | 269,068 | $2.9M | 271,629 | -2,561-0.94% | Reduce |
| ROBINSON CAPITAL MANAGEMENT, LLC |
| 1.34% | 1.23% | #2 | $3.0M | 265,460 | $2.9M | 265,460 | 00.00% | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC |
| <0.01% | <0.01% | #47 | $2.2M | 193,118 | $2.1M | 194,423 | -1,305-0.67% | Reduce |
| Altium Capital Management LLC |
| 4.21% | 5.65% | #1 | $2.0M | 175,187 | $2.4M | 222,264 | -47,077-21.18% | Reduce |
| Rareview Capital LLC |
| 0.98% | 2.54% | #4 | $1.8M | 169,976 | $4.3M | 420,224 | -250,248-59.55% | Reduce |
| Fiera Capital Corp |
| 0.01% | 0.01% | #40 | $1.6M | 142,300 | $1.6M | 147,981 | -5,681-3.84% | Reduce |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #72 | $1.5M | 134,608 | $1.6M | 147,061 | -12,453-8.47% | Reduce |
| Dakota Wealth Management |
| 0.03% | 0.02% | #31 | $1.5M | 134,273 | $1.1M | 104,127 | +30,146+28.95% | Add |
| LORD, ABBETT & CO. LLC |
| <0.01% | <0.01% | #42 | $1.5M | 129,025 | $1.4M | 129,025 | 00.00% | Unchanged |
| Indiana Trust & Investment Management Co |
| 0.51% | 0.45% | #8 | $1.5M | 137,000 | $1.5M | 137,000 | 00.00% | Unchanged |
| Almitas Capital LLC |
| 0.32% | 0.52% | #10 | $1.4M | 120,993 | $2.3M | 214,282 | -93,289-43.54% | Reduce |
| LPL Financial LLC |
| <0.01% | <0.01% | #71 | $1.2M | 101,850 | $1.1M | 99,324 | +2,526+2.54% | Add |
| RIVERBRIDGE PARTNERS LLC |
| 0.03% | 0.04% | #32 | $1.0M | 87,837 | $1.7M | 155,029 | -67,192-43.34% | Reduce |
| &PARTNERS |
| <0.01% | <0.01% | #44 | $991,374 | 86,886 | $990,945 | 92,698 | -5,812-6.27% | Reduce |
| Invesco Ltd. |
| <0.01% | <0.01% | #80 | $920,057 | 80,636 | $377,870 | 35,348 | +45,288+128.12% | Add |
| COHEN & STEERS, INC. |
| <0.01% | <0.01% | #55 | $889,980 | 78,000 | $834,000 | 78,000 | 00.00% | Unchanged |
| Capital Investment Advisors, LLC |
| 0.01% | 0.01% | #38 | $780,980 | 68,447 | $735,985 | 68,848 | -401-0.58% | Reduce |
| Noble Wealth Management PBC |
| 0.35% | 0.35% | #9 | $779,771 | 68,341 | $689,987 | 64,545 | +3,796+5.88% | Add |
| Integrated Wealth Concepts LLC |
| <0.01% | 0.01% | #46 | $766,580 | 67,185 | $782,070 | 73,159 | -5,974-8.17% | Reduce |
| ENVESTNET ASSET MANAGEMENT INC |
| <0.01% | <0.01% | #75 | $718,227 | 62,947 | $607,139 | 56,795 | +6,152+10.83% | Add |
| Summit Trail Advisors, LLC |
| 0.01% | 0.01% | #39 | $704,087 | 61,708 | $687,766 | 64,337 | -2,629-4.09% | Reduce |
| Closed-End Fund Advisors, Inc. |
| 0.68% | 0.68% | #5 | $692,461 | 60,689 | $670,028 | 62,678 | -1,989-3.17% | Reduce |
| OSAIC HOLDINGS, INC. |
| <0.01% | <0.01% | #62 | $615,784 | 53,969 | $218,994 | 20,486 | +33,483+163.44% | Add |
| PETRA FINANCIAL ADVISORS INC |
| 0.28% | 0.35% | #13 | $605,129 | 53,035 | $570,312 | 53,350 | -315-0.59% | Reduce |
| MELFA WEALTH MANAGEMENT, INC. |
| 0.29% | 0.29% | #11 | $543,715 | 47,652 | $509,405 | 47,652 | 00.00% | Unchanged |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #85 | $521,765 | 45,729 | $710,952 | 66,506 | -20,777-31.24% | Reduce |
| Creative Planning |
| <0.01% | <0.01% | #69 | $510,965 | 44,782 | $484,019 | 45,278 | -496-1.10% | Reduce |
| KENNEDY INVESTMENT GROUP, INC. |
| 0.15% | 0.2% | #17 | $446,976 | 39,174 | $505,439 | 47,281 | -8,107-17.15% | Reduce |
| HighTower Advisors, LLC |
| <0.01% | <0.01% | #64 | $414,691 | 36,345 | $447,214 | 41,835 | -5,490-13.12% | Reduce |
| STIFEL FINANCIAL CORP |
| <0.01% | <0.01% | #68 | $376,859 | 33,029 | $349,155 | 32,662 | +367+1.12% | Add |
| Thomas J. Herzfeld Advisors, Inc. |
| 0.12% | — | #21 | $376,701 | 33,015 | $0 | 0 | +33,015 | New Buy |
| AMERIPRISE FINANCIAL INC |
| <0.01% | <0.01% | #79 | $364,105 | 31,911 | $615,156 | 57,545 | -25,634-44.55% | Reduce |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
| 0.04% | 0.05% | #27 | $359,415 | 31,500 | $360,488 | 33,722 | -2,222-6.59% | Reduce |
| PNC FINANCIAL SERVICES GROUP, INC. |
| <0.01% | — | #74 | $349,523 | 30,633 | $0 | 0 | +30,633 | New Buy |
| ProVise Management Group, LLC |
| 0.02% | 0.02% | #34 | $346,362 | 30,356 | $308,471 | 28,856 | +1,500+5.20% | Add |
| Traub Capital Management LLC |
| 0.29% | 0.53% | #12 | $324,968 | 28,481 | $537,611 | 50,291 | -21,810-43.37% | Reduce |
| CITADEL ADVISORS LLC |
| <0.01% | — | #83 | $320,267 | 28,069 | $0 | 0 | +28,069 | New Buy |
