| Karpus Management, Inc. |
| 6.78% | 7.16% | #2 | $235.8M | 19.8M | $226.0M | 20.0M | -216,439-1.08% | Reduce |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 6.78% | 7.12% | #3 | $142.6M | 12.0M | $141.1M | 12.5M | -518,454-4.15% | Reduce |
| MORGAN STANLEY |
| <0.01% | <0.01% | #128 | $70.9M | 6.0M | $9.0M | 767,492 | +5.2M+676.60% | Add |
| Pathstone Holdings, LLC |
| 0.13% | 0.18% | #36 | $43.8M | 3.7M | $44.1M | 3.9M | -233,597-5.97% | Reduce |
| Hennion & Walsh Asset Management, Inc. |
| 0.78% | 1.02% | #8 | $27.5M | 2.3M | $30.4M | 2.7M | -382,585-14.21% | Reduce |
| GUGGENHEIM CAPITAL LLC |
| 0.17% | 0.16% | #33 | $27.2M | 2.3M | $21.1M | 1.9M | +415,785+22.25% | Add |
| ROBINSON CAPITAL MANAGEMENT, LLC |
| 10.86% | 10.14% | #1 | $24.6M | 2.1M | $24.2M | 2.1M | 00.00% | Unchanged |
| MACKAY SHIELDS LLC |
| 0.04% | 0.04% | #66 | $23.6M | 2.0M | $22.4M | 2.0M | 00.00% | Unchanged |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #160 | $21.5M | 1.8M | $20.4M | 1.8M | +2,676+0.15% | Add |
| VAN ECK ASSOCIATES CORP |
| 0.01% | 0.01% | #102 | $16.5M | 1.4M | $14.6M | 1.3M | +86,761+6.68% | Add |
| TORONTO DOMINION BANK |
| 0.02% | 0.02% | #82 | $16.5M | 1.4M | $16.1M | 1.4M | -44,522-3.12% | Reduce |
| Allspring Global Investments Holdings, LLC |
| 0.02% | 0.02% | #77 | $15.0M | 1.3M | $12.4M | 1.1M | +160,903+14.59% | Add |
| Advisors Asset Management, Inc. |
| 0.22% | 0.23% | #24 | $14.7M | 1.2M | $13.9M | 1.2M | -4,759-0.38% | Reduce |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #147 | $13.7M | 1.1M | $11.5M | 1.0M | +127,765+12.51% | Add |
| LPL Financial LLC |
| <0.01% | <0.01% | #139 | $12.7M | 1.1M | $11.1M | 981,426 | +84,440+8.60% | Add |
| SIT INVESTMENT ASSOCIATES INC |
| 0.22% | 0.24% | #23 | $11.8M | 994,190 | $12.0M | 1.1M | -70,848-6.65% | Reduce |
| UBS Group AG |
| <0.01% | <0.01% | #157 | $11.8M | 989,613 | $4.3M | 382,902 | +606,711+158.45% | Add |
| RAYMOND JAMES FINANCIAL INC |
| <0.01% | <0.01% | #151 | $6.7M | 565,710 | $6.5M | 572,536 | -6,826-1.19% | Reduce |
| Dakota Wealth Management |
| 0.12% | 0.13% | #38 | $6.2M | 521,667 | $5.9M | 520,267 | +1,400+0.27% | Add |
| Rareview Capital LLC |
| 3.43% | 3.98% | #4 | $6.1M | 548,051 | $6.8M | 606,318 | -58,267-9.61% | Reduce |
| STIFEL FINANCIAL CORP |
| <0.01% | <0.01% | #121 | $5.9M | 498,348 | $5.4M | 476,797 | +21,551+4.52% | Add |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
| 0.32% | 0.37% | #15 | $5.4M | 453,034 | $5.1M | 453,034 | 00.00% | Unchanged |
| ROYAL BANK OF CANADA |
| <0.01% | <0.01% | #173 | $4.7M | 393,906 | $4.5M | 396,333 | -2,427-0.61% | Reduce |
| ENVESTNET ASSET MANAGEMENT INC |
| <0.01% | <0.01% | #167 | $4.4M | 373,213 | $2.8M | 244,009 | +129,204+52.95% | Add |
| MELFA WEALTH MANAGEMENT, INC. |
| 2.33% | 2.48% | #6 | $4.3M | 362,781 | $4.3M | 382,553 | -19,772-5.17% | Reduce |
| Atala Financial Inc |
| 2.59% | 2.74% | #5 | $4.2M | 356,455 | $4.1M | 358,833 | -2,378-0.66% | Reduce |
| AMERIPRISE FINANCIAL INC |
| <0.01% | <0.01% | #171 | $4.1M | 348,737 | $2.9M | 259,521 | +89,216+34.38% | Add |
| Westchester Capital Management, LLC |
| 0.19% | 0.17% | #28 | $3.9M | 326,160 | $3.7M | 326,160 | 00.00% | Unchanged |
| Invesco Ltd. |
| <0.01% | <0.01% | #184 | $3.6M | 306,323 | $4.3M | 381,241 | -74,918-19.65% | Reduce |
| PNC FINANCIAL SERVICES GROUP, INC. |
| <0.01% | <0.01% | #153 | $3.6M | 304,305 | $3.5M | 307,673 | -3,368-1.09% | Reduce |
| Cetera Investment Advisers |
| <0.01% | <0.01% | #137 | $3.2M | 272,919 | $2.7M | 238,931 | +33,988+14.23% | Add |
| CARY STREET PARTNERS FINANCIAL LLC |
| 0.06% | 0.06% | #58 | $2.8M | 231,404 | $2.3M | 202,218 | +29,186+14.43% | Add |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #179 | $2.7M | 226,589 | $2.8M | 251,989 | -25,400-10.08% | Reduce |
| Callahan Advisors, LLC |
| 0.22% | 0.22% | #26 | $2.7M | 236,644 | $2.7M | 236,644 | 00.00% | Unchanged |
| COHEN & STEERS, INC. |
| <0.01% | <0.01% | #127 | $2.6M | 221,407 | $2.7M | 243,007 | -21,600-8.89% | Reduce |
| Fiera Capital Corp |
| 0.01% | 0.01% | #106 | $2.5M | 213,883 | $3.6M | 322,991 | -109,108-33.78% | Reduce |
| PARK AVENUE SECURITIES LLC |
| 0.01% | 0.01% | #94 | $2.2M | 185,492 | $1.6M | 146,110 | +39,382+26.95% | Add |
| NewEdge Advisors, LLC |
| 0.01% | 0.01% | #112 | $2.1M | 178,396 | $2.0M | 179,952 | -1,556-0.86% | Reduce |
| OSAIC HOLDINGS, INC. |
| <0.01% | <0.01% | #145 | $2.1M | 174,963 | $1.3M | 110,834 | +64,129+57.86% | Add |
| LM Advisors LLC |
| 0.18% | 0.03% | #32 | $1.8M | 154,456 | $156,484 | 1,765 | +152,691+8,651.05% | Add |
| Compass Financial Group, INC/SD |
| 0.21% | 0.36% | #27 | $1.8M | 150,350 | $2.5M | 225,021 | -74,671-33.18% | Reduce |
| Allegheny Financial Group |
| 0.19% | 0.24% | #29 | $1.8M | 147,691 | $1.8M | 155,479 | -7,788-5.01% | Reduce |
| Capital Investment Advisors, LLC |
| 0.02% | 0.02% | #79 | $1.7M | 142,137 | $1.6M | 143,073 | -936-0.65% | Reduce |
| OPPENHEIMER & CO INC |
| 0.02% | 0.02% | #85 | $1.6M | 138,302 | $1.6M | 140,486 | -2,184-1.55% | Reduce |
| Professional Financial Management, Inc. |
| 1.67% | 1.67% | #7 | $1.6M | 138,149 | $1.6M | 142,325 | -4,176-2.93% | Reduce |
| GOLDMAN SACHS GROUP INC |
| <0.01% | <0.01% | #192 | $1.6M | 133,698 | $1.6M | 140,098 | -6,400-4.57% | Reduce |
| Wakefield Asset Management LLLP |
| 0.35% | 0.97% | #14 | $1.6M | 132,005 | $3.7M | 323,583 | -191,578-59.21% | Reduce |
| Cambridge Investment Research Advisors, Inc. |
| <0.01% | <0.01% | #130 | $1.6M | 131,503 | $1.4M | 127,592 | +3,911+3.07% | Add |
| TRUIST FINANCIAL CORP |
| <0.01% | <0.01% | #152 | $1.5M | 127,659 | $683,376 | 60,583 | +67,076+110.72% | Add |
| Peak Asset Management, LLC |
| 0.22% | — | #25 | $1.5M | 127,261 | $0 | 0 | +127,261 | New Buy |
