| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 1.78% | 0.14% | #2 | $37.4M | 6.6M | $2.7M | 479,504 | +6.1M+1,278.38% | Add |
| LPL Financial LLC |
| 0.01% | 0.01% | #112 | $24.3M | 4.3M | $25.1M | 4.5M | -187,396-4.18% | Reduce |
| MORGAN STANLEY |
| <0.01% | <0.01% | #184 | $14.7M | 2.6M | $14.1M | 2.3M | +280,312+12.09% | Add |
| Shaker Financial Services, LLC |
| 3.68% | — | #1 | $11.7M | 2.1M | $0 | 0 | +2.1M | New Buy |
| Karpus Management, Inc. |
| 0.32% | — | #12 | $11.2M | 2.0M | $0 | 0 | +2.0M | New Buy |
| COMMONWEALTH EQUITY SERVICES, LLC |
| 0.01% | 0.01% | #85 | $8.8M | 1.6M | $8.5M | 1.5M | +35,912+2.36% | Add |
| ABSOLUTE INVESTMENT ADVISERS, LLC |
| 0.82% | — | #3 | $8.5M | 1.5M | $0 | 0 | +1.5M | New Buy |
| COHEN & STEERS, INC. |
| 0.01% | <0.01% | #87 | $6.4M | 1.1M | $1.6M | 280,000 | +853,650+304.88% | Add |
| J.W. COLE ADVISORS, INC. |
| 0.1% | — | #28 | $5.7M | 998,455 | $0 | 0 | +998,455 | New Buy |
| GAMCO INVESTORS, INC. ET AL |
| 0.05% | 0.05% | #43 | $5.2M | 925,844 | $4.7M | 841,675 | +84,169+10.00% | Add |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #205 | $5.1M | 894,767 | $2.6M | 467,229 | +427,538+91.51% | Add |
| Cetera Investment Advisers |
| <0.01% | <0.01% | #123 | $4.2M | 738,887 | $4.0M | 708,495 | +30,392+4.29% | Add |
| RAYMOND JAMES FINANCIAL INC |
| <0.01% | <0.01% | #168 | $4.1M | 717,391 | $3.4M | 612,585 | +104,806+17.11% | Add |
| SIT INVESTMENT ASSOCIATES INC |
| 0.07% | — | #32 | $3.8M | 669,071 | $0 | 0 | +669,071 | New Buy |
| INDEPENDENT FINANCIAL GROUP, LLC |
| 0.07% | 0.09% | #34 | $3.8M | 663,866 | $939,054 | 170,737 | +493,129+288.82% | Add |
| PHILADELPHIA TRUST CO |
| 0.24% | 0.41% | #16 | $3.7M | 655,219 | $5.7M | 1.0M | -368,200-35.98% | Reduce |
| Live Oak Private Wealth LLC |
| 0.45% | 0.4% | #7 | $3.6M | 635,255 | $2.9M | 514,176 | +121,079+23.55% | Add |
| Quarry LP |
| 0.29% | 0.19% | #13 | $3.5M | 624,167 | $1.1M | 189,452 | +434,715+229.46% | Add |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #195 | $3.4M | 605,199 | $3.2M | 578,779 | +26,420+4.56% | Add |
| Cambridge Investment Research Advisors, Inc. |
| 0.01% | 0.01% | #97 | $3.4M | 593,231 | $3.2M | 569,072 | +24,159+4.25% | Add |
| ROYAL BANK OF CANADA |
| <0.01% | <0.01% | #200 | $3.3M | 575,391 | $3.1M | 551,907 | +23,484+4.26% | Add |
| Kestra Advisory Services, LLC |
| 0.01% | 0.01% | #94 | $2.8M | 498,834 | $2.5M | 452,971 | +45,863+10.12% | Add |
| SCOTIA CAPITAL INC. |
| 0.01% | 0.01% | #90 | $2.6M | 458,173 | $2.5M | 454,585 | +3,588+0.79% | Add |
| UBS Group AG |
| <0.01% | <0.01% | #206 | $2.4M | 424,085 | $1.7M | 304,005 | +120,080+39.50% | Add |
| 1607 Capital Partners, LLC |
| 0.2% | — | #19 | $2.3M | 400,000 | $0 | 0 | +400,000 | New Buy |
| Steward Partners Investment Advisory, LLC |
| 0.01% | 0.01% | #86 | $2.1M | 364,375 | $1.8M | 319,274 | +45,101+14.13% | Add |
| Ursa Fund Management, LLC |
| 0.69% | 0.65% | #5 | $2.1M | 367,924 | $2.1M | 367,924 | 00.00% | Unchanged |
| Cerity Partners LLC |
| <0.01% | <0.01% | #139 | $2.0M | 359,456 | $1.9M | 345,772 | +13,684+3.96% | Add |
| Accel Wealth Management |
| 0.41% | 0.5% | #9 | $1.8M | 323,540 | $1.9M | 343,642 | -20,102-5.85% | Reduce |
| Creative Planning |
| <0.01% | <0.01% | #171 | $1.8M | 322,128 | $1.8M | 325,935 | -3,807-1.17% | Reduce |
| GUGGENHEIM CAPITAL LLC |
| 0.01% | 0.01% | #83 | $1.8M | 320,400 | $1.7M | 303,875 | +16,525+5.44% | Add |
| NOMURA HOLDINGS INC |
| <0.01% | <0.01% | #144 | $1.8M | 313,820 | $127,602 | 22,786 | +291,034+1,277.25% | Add |
| Golden State Wealth Management, LLC |
| 0.14% | 0.18% | #23 | $1.5M | 267,909 | $1.6M | 287,296 | -19,387-6.75% | Reduce |
| ENVESTNET ASSET MANAGEMENT INC |
| <0.01% | <0.01% | #202 | $1.5M | 266,840 | $1.5M | 269,630 | -2,790-1.03% | Reduce |
| OSAIC HOLDINGS, INC. |
| <0.01% | <0.01% | #152 | $1.5M | 262,828 | $1.4M | 248,999 | +13,829+5.55% | Add |
| Private Advisor Group, LLC |
| 0.01% | 0.01% | #104 | $1.4M | 240,371 | $1.1M | 200,458 | +39,913+19.91% | Add |
| Marks Group Wealth Management, Inc |
| 0.11% | 0.12% | #25 | $1.3M | 227,710 | $1.3M | 227,710 | 00.00% | Unchanged |
| Rockefeller Capital Management L.P. |
| <0.01% | <0.01% | #148 | $1.2M | 214,277 | $1.2M | 215,206 | -929-0.43% | Reduce |
| WEDBUSH SECURITIES INC |
| 0.03% | 0.03% | #52 | $1.1M | 200,329 | $1.1M | 190,532 | +9,797+5.14% | Add |
| TRUIST FINANCIAL CORP |
| <0.01% | <0.01% | #161 | $1.1M | 199,918 | $1.7M | 297,436 | -97,518-32.79% | Reduce |
| Cable Car Capital, LP |
| 0.36% | 0.37% | #11 | $1.1M | 200,000 | $1.1M | 200,000 | 00.00% | Unchanged |
| IMC-Chicago, LLC |
| <0.01% | — | #211 | $1.0M | 183,328 | $0 | 0 | +183,328 | New Buy |
| Yakira Capital Management, Inc. |
| 0.29% | 0.59% | #14 | $1.0M | 179,964 | $2.0M | 362,409 | -182,445-50.34% | Reduce |
| Almitas Capital LLC |
| 0.22% | — | #17 | $960,502 | 169,700 | $0 | 0 | +169,700 | New Buy |
| Janney Montgomery Scott LLC |
| <0.01% | <0.01% | #151 | $911,718 | 161,081 | $891,000 | 159,155 | +1,926+1.21% | Add |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.01% | — | #99 | $866,037 | 153,010 | $0 | 0 | +153,010 | New Buy |
| PMG Family Office LLC |
| 0.79% | 0.9% | #4 | $860,586 | 152,047 | $808,422 | 144,361 | +7,686+5.32% | Add |
| Clear Street Group Inc. |
| <0.01% | — | #143 | $849,000 | 150,000 | $0 | 0 | +150,000 | New Buy |
| JANE STREET GROUP, LLC |
| <0.01% | <0.01% | #225 | $840,119 | 148,431 | $343,235 | 61,292 | +87,139+142.17% | Add |
| Wealthspire Advisors, LLC |
| <0.01% | 0.01% | #118 | $832,679 | 147,116 | $823,718 | 147,092 | +24+0.02% | Add |
