| Karpus Management, Inc. |
| 1.74% | 1.89% | #5 | $60.5M | 5.4M | $59.7M | 5.7M | -234,550-4.13% | Reduce |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 2.51% | 2.79% | #2 | $52.9M | 4.8M | $55.2M | 5.3M | -493,372-9.39% | Reduce |
| MORGAN STANLEY |
| <0.01% | <0.01% | #88 | $51.5M | 4.6M | $32.2M | 2.9M | +1.7M+59.58% | Add |
| GUGGENHEIM CAPITAL LLC |
| 0.15% | 0.18% | #20 | $24.1M | 2.2M | $23.7M | 2.3M | -79,417-3.53% | Reduce |
| SIT INVESTMENT ASSOCIATES INC |
| 0.39% | 0.58% | #10 | $20.4M | 1.8M | $28.4M | 2.7M | -867,602-32.13% | Reduce |
| ROBINSON CAPITAL MANAGEMENT, LLC |
| 7.95% | 7.32% | #1 | $18.0M | 1.6M | $17.5M | 1.6M | 00.00% | Unchanged |
| RAYMOND JAMES FINANCIAL INC |
| <0.01% | 0.01% | #75 | $16.6M | 1.5M | $16.8M | 1.6M | -100,987-6.32% | Reduce |
| UBS Group AG |
| <0.01% | <0.01% | #93 | $16.6M | 1.5M | $9.0M | 858,796 | +637,292+74.21% | Add |
| STIFEL FINANCIAL CORP |
| 0.01% | 0.01% | #59 | $13.1M | 1.2M | $11.4M | 1.1M | +99,506+9.20% | Add |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #117 | $13.0M | 1.2M | $12.3M | 1.2M | -619-0.05% | Reduce |
| VAN ECK ASSOCIATES CORP |
| 0.01% | 0.01% | #71 | $10.8M | 973,208 | $10.0M | 948,572 | +24,636+2.60% | Add |
| Pathstone Holdings, LLC |
| 0.02% | 0.04% | #46 | $8.1M | 733,117 | $9.4M | 895,285 | -162,168-18.11% | Reduce |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #106 | $7.6M | 681,631 | $6.5M | 621,378 | +60,253+9.70% | Add |
| Allspring Global Investments Holdings, LLC |
| 0.01% | 0.01% | #61 | $6.6M | 592,962 | $5.7M | 537,780 | +55,182+10.26% | Add |
| LPL Financial LLC |
| <0.01% | <0.01% | #102 | $6.5M | 583,047 | $5.6M | 537,247 | +45,800+8.52% | Add |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
| 0.35% | 0.4% | #11 | $5.9M | 527,505 | $5.5M | 527,505 | 00.00% | Unchanged |
| Allianz Asset Management GmbH |
| <0.01% | 0.01% | #74 | $5.5M | 490,934 | $5.2M | 490,934 | 00.00% | Unchanged |
| Rockefeller Capital Management L.P. |
| 0.01% | 0.01% | #64 | $5.4M | 481,790 | $4.7M | 449,596 | +32,194+7.16% | Add |
| MACKAY SHIELDS LLC |
| 0.01% | 0.01% | #66 | $4.9M | 439,004 | $5.5M | 526,256 | -87,252-16.58% | Reduce |
| Capital Investment Advisors, LLC |
| 0.06% | 0.06% | #37 | $4.4M | 394,802 | $4.2M | 401,136 | -6,334-1.58% | Reduce |
| MELFA WEALTH MANAGEMENT, INC. |
| 2.31% | 2.53% | #3 | $4.3M | 385,248 | $4.4M | 419,230 | -33,982-8.11% | Reduce |
| COHEN & STEERS, INC. |
| 0.01% | 0.01% | #70 | $4.3M | 383,952 | $4.1M | 392,152 | -8,200-2.09% | Reduce |
| Rareview Capital LLC |
| 2.26% | 2.84% | #4 | $4.0M | 385,009 | $4.8M | 461,043 | -76,034-16.49% | Reduce |
| ROYAL BANK OF CANADA |
| <0.01% | <0.01% | #122 | $3.9M | 348,553 | $3.7M | 349,623 | -1,070-0.31% | Reduce |
| COMMONWEALTH EQUITY SERVICES, LLC |
| <0.01% | <0.01% | #80 | $3.1M | 282,258 | $2.9M | 271,256 | +11,002+4.06% | Add |
| Invesco Ltd. |
| <0.01% | <0.01% | #136 | $3.0M | 265,918 | $3.6M | 340,602 | -74,684-21.93% | Reduce |
| Fiera Capital Corp |
| 0.01% | 0.01% | #62 | $2.6M | 230,403 | $2.5M | 237,347 | -6,944-2.93% | Reduce |
| KIM, LLC |
| 0.23% | 0.22% | #17 | $2.3M | 205,238 | $2.1M | 204,185 | +1,053+0.52% | Add |
| PNC FINANCIAL SERVICES GROUP, INC. |
| <0.01% | <0.01% | #111 | $2.1M | 190,450 | $2.0M | 192,252 | -1,802-0.94% | Reduce |
| AMERIPRISE FINANCIAL INC |
| <0.01% | <0.01% | #129 | $2.1M | 185,748 | $1.7M | 163,854 | +21,894+13.36% | Add |
| Coastal Bridge Advisors, LLC |
| 0.12% | 0.13% | #24 | $1.9M | 175,514 | $1.8M | 174,428 | +1,086+0.62% | Add |
| Scarborough Advisors, LLC |
| 0.21% | 0.19% | #18 | $1.9M | 169,362 | $1.8M | 169,362 | 00.00% | Unchanged |
| Dakota Wealth Management |
| 0.03% | 0.03% | #43 | $1.6M | 145,372 | $1.5M | 144,652 | +720+0.50% | Add |
| Concurrent Investment Advisors, LLC |
| 0.01% | 0.01% | #57 | $1.5M | 138,130 | $1.4M | 130,177 | +7,953+6.11% | Add |
| Professional Financial Management, Inc. |
| 1.56% | 1.63% | #6 | $1.5M | 138,060 | $1.6M | 148,721 | -10,661-7.17% | Reduce |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
| 0.02% | 0.02% | #50 | $1.5M | 136,538 | $2.2M | 207,994 | -71,456-34.35% | Reduce |
| OSAIC HOLDINGS, INC. |
| <0.01% | <0.01% | #98 | $1.4M | 130,071 | $456,235 | 43,409 | +86,662+199.64% | Add |
| 1607 Capital Partners, LLC |
| 0.12% | 0.16% | #22 | $1.4M | 126,885 | $2.2M | 209,508 | -82,623-39.44% | Reduce |
| HighTower Advisors, LLC |
| <0.01% | <0.01% | #105 | $1.4M | 122,946 | $1.2M | 111,324 | +11,622+10.44% | Add |
| Westview Management dba Westview Investment Advisors |
| 0.63% | 0.11% | #7 | $1.3M | 115,250 | $209,149 | 19,900 | +95,350+479.15% | Add |
| Westchester Capital Management, LLC |
| 0.06% | 0.05% | #36 | $1.2M | 112,436 | $1.2M | 112,436 | 00.00% | Unchanged |
| Summit Trail Advisors, LLC |
| 0.02% | 0.02% | #54 | $1.2M | 111,231 | $1.1M | 104,480 | +6,751+6.46% | Add |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #104 | $1.2M | 106,071 | $1.3M | 124,532 | -18,461-14.82% | Reduce |
| Estate Planners Group, LLC |
| 0.5% | 0.5% | #8 | $1.1M | 99,844 | $1.0M | 99,352 | +492+0.50% | Add |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #139 | $967,330 | 87,068 | $1.0M | 97,146 | -10,078-10.37% | Reduce |
| Indiana Trust & Investment Management Co |
| 0.33% | 0.3% | #13 | $959,027 | 91,249 | $959,027 | 91,249 | 00.00% | Unchanged |
| Moors & Cabot, Inc. |
| 0.03% | 0.03% | #42 | $805,619 | 72,513 | $713,965 | 67,932 | +4,581+6.74% | Add |
| RIVERBRIDGE PARTNERS LLC |
| 0.02% | 0.02% | #47 | $791,442 | 71,237 | $774,293 | 73,672 | -2,435-3.31% | Reduce |
| Advisory Services Network, LLC |
| 0.01% | 0.01% | #63 | $767,021 | 69,039 | $704,578 | 67,039 | +2,000+2.98% | Add |
| Janney Montgomery Scott LLC |
| <0.01% | — | #103 | $750,258 | 67,530 | $0 | 0 | +67,530 | New Buy |
