| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. |
| 0.06% | 0.05% | #13 | $51.7M | 2.4M | $37.5M | 2.2M | +204,290+9.11% | Add |
| BlackRock, Inc. |
| <0.01% | <0.01% | #65 | $35.5M | 1.7M | $26.2M | 1.6M | +110,602+7.05% | Add |
| Nantahala Capital Management, LLC |
| 0.8% | 0.77% | #5 | $23.9M | 1.1M | $21.0M | 1.3M | -121,432-9.68% | Reduce |
| Jupiter Topco LLC |
| 0.01% | — | #24 | $23.8M | 1.1M | $0 | 0 | +1.1M | New Buy |
| ROYCE & ASSOCIATES LP |
| 0.19% | 0.15% | #8 | $23.5M | 1.1M | $15.3M | 914,394 | +199,643+21.83% | Add |
| DIMENSIONAL FUND ADVISORS LP |
| <0.01% | <0.01% | #32 | $21.4M | 1.0M | $18.4M | 1.1M | -87,842-7.97% | Reduce |
| AMERICAN CENTURY COMPANIES INC |
| 0.01% | 0.01% | #25 | $19.9M | 944,059 | $10.8M | 643,668 | +300,391+46.67% | Add |
| VANGUARD CAPITAL MANAGEMENT LLC |
| <0.01% | <0.01% | #70 | $19.3M | 916,075 | $15.0M | 899,101 | +16,974+1.89% | Add |
| First Eagle Investment Management, LLC |
| 0.03% | 0.02% | #18 | $16.6M | 786,899 | $13.4M | 801,199 | -14,300-1.78% | Reduce |
| MORGAN STANLEY |
| <0.01% | <0.01% | #54 | $15.4M | 728,278 | $14.1M | 842,113 | -113,835-13.52% | Reduce |
| DEUTSCHE BANK AG\ |
| <0.01% | <0.01% | #33 | $12.9M | 611,482 | $10.8M | 646,155 | -34,673-5.37% | Reduce |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC |
| 0.04% | 0.04% | #15 | $12.3M | 582,257 | $12.3M | 737,258 | -155,001-21.02% | Reduce |
| GEODE CAPITAL MANAGEMENT, LLC |
| <0.01% | <0.01% | #62 | $11.6M | 547,568 | $8.7M | 517,555 | +30,013+5.80% | Add |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
| 0.03% | 0.02% | #17 | $9.7M | 459,621 | $7.8M | 465,721 | -6,100-1.31% | Reduce |
| STATE STREET CORP |
| <0.01% | <0.01% | #73 | $9.2M | 437,125 | $7.3M | 434,188 | +2,937+0.68% | Add |
| EVR Research LP |
| 4.49% | 4.05% | #1 | $9.1M | 430,200 | $7.1M | 425,000 | +5,200+1.22% | Add |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
| <0.01% | <0.01% | #48 | $8.8M | 414,533 | $8.3M | 496,717 | -82,184-16.55% | Reduce |
| Stephens Investment Management Group LLC |
| 0.09% | 0.16% | #11 | $8.3M | 390,987 | $11.4M | 680,469 | -289,482-42.54% | Reduce |
| VICTORY CAPITAL MANAGEMENT INC |
| <0.01% | <0.01% | #31 | $7.8M | 371,539 | $6.4M | 383,189 | -11,650-3.04% | Reduce |
| GAMCO INVESTORS, INC. ET AL |
| 0.06% | 0.05% | #14 | $6.2M | 293,600 | $4.9M | 292,300 | +1,300+0.44% | Add |
| ENGLISH CAPITAL MANAGEMENT LLC |
| 1.98% | 2.87% | #2 | $6.2M | 293,069 | $4.9M | 293,069 | 00.00% | Unchanged |
| GOLDMAN SACHS GROUP INC |
| <0.01% | <0.01% | #69 | $4.8M | 225,448 | $3.6M | 215,579 | +9,869+4.58% | Add |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
| 0.07% | 0.06% | #12 | $4.2M | 197,431 | $3.1M | 188,231 | +9,200+4.89% | Add |
| Russell Investments Group, Ltd. |
| <0.01% | <0.01% | #36 | $4.0M | 190,197 | $3.5M | 210,466 | -20,269-9.63% | Reduce |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
| <0.01% | <0.01% | #80 | $3.8M | 179,675 | $2.4M | 146,156 | +33,519+22.93% | Add |
| NORTHERN TRUST CORP |
| <0.01% | <0.01% | #68 | $3.8M | 177,750 | $2.8M | 167,001 | +10,749+6.44% | Add |
| FRANKLIN RESOURCES INC |
| <0.01% | <0.01% | #56 | $3.7M | 173,846 | $2.7M | 161,201 | +12,645+7.84% | Add |
| Trexquant Investment LP |
| 0.02% | 0.02% | #20 | $3.2M | 151,407 | $2.3M | 135,435 | +15,972+11.79% | Add |
| ArrowMark Colorado Holdings LLC |
| 0.13% | 0.13% | #9 | $3.0M | 142,882 | $5.0M | 297,695 | -154,813-52.00% | Reduce |
| VANGUARD FIDUCIARY TRUST CO |
| <0.01% | <0.01% | #61 | $2.9M | 136,691 | $2.4M | 142,019 | -5,328-3.75% | Reduce |
| AMERIPRISE FINANCIAL INC |
| <0.01% | <0.01% | #63 | $2.8M | 130,966 | $1.7M | 103,758 | +27,208+26.22% | Add |
| Empowered Funds, LLC |
| 0.01% | 0.01% | #22 | $2.8M | 130,331 | $2.0M | 121,131 | +9,200+7.60% | Add |
| ACADIAN ASSET MANAGEMENT LLC |
| <0.01% | <0.01% | #37 | $2.6M | 121,359 | $2.0M | 120,749 | +610+0.51% | Add |
| AQR CAPITAL MANAGEMENT LLC |
| <0.01% | <0.01% | #53 | $2.5M | 117,848 | $2.4M | 142,072 | -24,224-17.05% | Reduce |
| TWO SIGMA INVESTMENTS, LP |
| <0.01% | <0.01% | #44 | $2.5M | 117,020 | $1.5M | 88,915 | +28,105+31.61% | Add |
| RAYMOND JAMES FINANCIAL INC |
| <0.01% | <0.01% | #60 | $2.4M | 112,456 | $1.6M | 95,473 | +16,983+17.79% | Add |
| GABELLI FUNDS LLC |
| 0.01% | 0.01% | #21 | $2.3M | 109,000 | $1.6M | 98,000 | +11,000+11.22% | Add |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
| 0.01% | — | #26 | $2.0M | 94,853 | $0 | 0 | +94,853 | New Buy |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #83 | $1.9M | 88,198 | $1.3M | 80,517 | +7,681+9.54% | Add |
| Teton Advisors, LLC |
| 1.05% | 1.01% | #4 | $1.8M | 86,000 | $1.4M | 86,000 | 00.00% | Unchanged |
| ROYAL BANK OF CANADA |
| <0.01% | <0.01% | #75 | $1.7M | 80,898 | $1.3M | 79,954 | +944+1.18% | Add |
| Pullen Investment Management, LLC |
| 0.7% | 0.59% | #6 | $1.5M | 71,787 | $1.2M | 70,244 | +1,543+2.20% | Add |
| JANE STREET GROUP, LLC |
| <0.01% | <0.01% | #85 | $1.4M | 65,500 | $1.1M | 66,623 | -1,123-1.69% | Reduce |
| Steward Partners Investment Advisory, LLC |
| 0.01% | 0.01% | #27 | $1.3M | 63,866 | $1.0M | 61,626 | +2,240+3.63% | Add |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #78 | $1.3M | 61,838 | $993,520 | 59,421 | +2,417+4.07% | Add |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
| <0.01% | — | #90 | $1.1M | 53,679 | $0 | 0 | +53,679 | New Buy |
| Walnut Level Capital LLC |
| 1.24% | 0.92% | #3 | $1.1M | 64,674 | $1.1M | 64,674 | 00.00% | Unchanged |
| JPMORGAN CHASE & CO |
| <0.01% | <0.01% | #98 | $1.1M | 50,980 | $1.2M | 74,815 | -23,835-31.86% | Reduce |
| Nuveen, LLC |
| <0.01% | <0.01% | #77 | $1.0M | 48,339 | $761,195 | 45,526 | +2,813+6.18% | Add |
| Quantinno Capital Management LP |
| <0.01% | <0.01% | #47 | $1.0M | 47,452 | $719,980 | 43,061 | +4,391+10.20% | Add |
