Principal Spectrum Preferred Securities Active Etf Pref Sc Ac · 13F Institutional Holdings
| Ownership Trend | Portfolio % | Prev Q % | Rank | Q2 2026 Value | Q2 2026 Shares | Prev Q Value | Prev Q Shares | Shares Change | Action | |
|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | 0.13% | <0.01% | #33 | $255.5M | 13.4M | $5.9M | 313,421 | +13.1M+4,180.84% | Add | |
| BANK OF AMERICA CORP /DE/ | 0.01% | 0.02% | #70 | $225.3M | 11.8M | $220.9M | 11.7M | +85,524+0.73% | Add | |
| UBS Group AG | 0.02% | 0.02% | #65 | $147.0M | 7.7M | $145.6M | 7.7M | -25,073-0.32% | Reduce | |
| MORGAN STANLEY | 0.01% | 0.01% | #88 | $137.0M | 7.2M | $126.2M | 6.6M | +594,165+9.01% | Add | |
| WELLS FARGO & COMPANY/MN | 0.01% | 0.01% | #71 | $87.0M | 4.6M | $70.6M | 3.8M | +815,101+21.73% | Add | |
| LPL Financial LLC | 0.01% | 0.02% | #73 | $61.5M | 3.2M | $58.4M | 3.1M | +121,548+3.91% | Add | |
| ROYAL BANK OF CANADA | 0.01% | 0.01% | #84 | $60.2M | 3.2M | $58.4M | 3.1M | +53,367+1.72% | Add | |
| IFC Advisors LLC | 6.71% | 7.35% | #1 | $52.9M | 2.8M | $51.4M | 2.7M | +43,466+1.59% | Add | |
| RAYMOND JAMES FINANCIAL INC | 0.01% | 0.01% | #83 | $36.6M | 1.9M | $35.0M | 1.9M | +63,018+3.39% | Add | |
| AMERIPRISE FINANCIAL INC | 0.01% | 0.01% | #87 | $36.2M | 1.9M | $41.4M | 2.2M | -297,281-13.53% | Reduce | |
| PRINCIPAL SECURITIES, INC. | 0.33% | 0.33% | #21 | $27.1M | 1.4M | $22.8M | 1.2M | +206,972+17.07% | Add | |
| ENVESTNET ASSET MANAGEMENT INC | 0.01% | 0.01% | #95 | $24.8M | 1.3M | $20.3M | 1.1M | +224,532+20.81% | Add | |
| Permanens Capital L.P. | 2.17% | 2.05% | #3 | $21.1M | 1.1M | $15.9M | 847,144 | +257,715+30.42% | Add | |
| Bensler, LLC | 1.56% | 1.62% | #6 | $17.7M | 927,050 | $15.7M | 831,810 | +95,240+11.45% | Add | |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | 2.1% | 1.88% | #4 | $16.1M | 842,806 | $12.2M | 648,514 | +194,292+29.96% | Add | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0.02% | 0.02% | #64 | $12.0M | 633,860 | $11.3M | 602,488 | +31,372+5.21% | Add | |
| BENJAMIN EDWARDS INC | 0.11% | 0.12% | #40 | $11.7M | 614,837 | $12.5M | 662,675 | -47,838-7.22% | Reduce | |
| Private Advisor Group, LLC | 0.05% | 0.02% | #52 | $11.0M | 575,695 | $3.2M | 171,145 | +404,550+236.38% | Add | |
| Berger Financial Group, Inc | 0.43% | 0.43% | #16 | $8.4M | 441,919 | $7.6M | 403,943 | +37,976+9.40% | Add | |
| L2 Asset Management, LLC | 0.87% | 1.52% | #9 | $8.3M | 437,360 | $16.0M | 849,548 | -412,188-48.52% | Reduce | |
| ROGCO, LP | 2.37% | 2.5% | #2 | $7.8M | 406,720 | $7.5M | 398,110 | +8,610+2.16% | Add | |
| Capital Investment Advisory Services, LLC | 0.47% | 0.11% | #14 | $7.6M | 397,911 | $1.4M | 76,690 | +321,221+418.86% | Add | |
| DAYMARK WEALTH PARTNERS, LLC | 0.18% | — | #26 | $7.3M | 381,019 | $0 | 0 | +381,019 | New Buy | |
| NewEdge Advisors, LLC | 0.02% | 0.03% | #63 | $6.9M | 364,543 | $6.9M | 369,283 | -4,740-1.28% | Reduce | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | <0.01% | <0.01% | #102 | $6.5M | 341,695 | $5.8M | 308,606 | +33,089+10.72% | Add | |
| FOCUSED ALPHA, LLC | 1.45% | 0.81% | #7 | $5.7M | 296,734 | $2.6M | 138,592 | +158,142+114.11% | Add | |
| PSI Advisors, LLC | 1.24% | 1.28% | #8 | $5.3M | 280,460 | $5.3M | 283,605 | -3,145-1.11% | Reduce | |
| &PARTNERS | 0.02% | 0.02% | #62 | $5.0M | 264,728 | $3.3M | 175,575 | +89,153+50.78% | Add | |
| Spartan Wealth Advisory Services LLC | 0.41% | 0.42% | #17 | $5.0M | 261,330 | $4.8M | 255,406 | +5,924+2.32% | Add | |
| Focus Partners Wealth | 0.01% | 0.01% | #97 | $4.9M | 258,990 | $4.9M | 260,375 | -1,385-0.53% | Reduce | |
| Baird Financial Group, Inc. | 0.01% | 0.01% | #89 | $4.9M | 258,863 | $4.5M | 241,299 | +17,564+7.28% | Add | |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.01% | 0.01% | #93 | $4.8M | 253,344 | $5.2M | 275,643 | -22,299-8.09% | Reduce | |
| Rockefeller Capital Management L.P. | 0.01% | 0.01% | #94 | $3.9M | 205,725 | $3.7M | 195,349 | +10,376+5.31% | Add | |
| Grey Ledge Advisors, LLC | 0.79% | 0.86% | #10 | $3.9M | 205,655 | $3.8M | 202,206 | +3,449+1.71% | Add | |
| JPMORGAN CHASE & CO | <0.01% | <0.01% | #128 | $3.7M | 192,634 | $3.6M | 190,253 | +2,381+1.25% | Add | |
| Ocean Park Asset Management, LLC | 0.18% | 0.21% | #27 | $3.7M | 192,000 | $3.6M | 192,000 | 00.00% | Unchanged | |
| Meadow Creek Wealth Advisors LLC | 2.05% | 1.82% | #5 | $3.4M | 175,941 | $2.8M | 149,078 | +26,863+18.02% | Add | |
| Fiduciary Alliance LLC | 0.21% | 0.17% | #24 | $3.1M | 162,452 | $2.8M | 148,289 | +14,163+9.55% | Add | |
| Sanctuary Advisors, LLC | 0.01% | 0.01% | #74 | $2.9M | 153,792 | $2.6M | 137,547 | +16,245+11.81% | Add | |
| Creative Planning | <0.01% | <0.01% | #110 | $2.9M | 150,776 | $2.7M | 144,954 | +5,822+4.02% | Add | |
| MainStreet Investment Advisors LLC | 0.36% | 0.4% | #20 | $2.6M | 137,845 | $2.6M | 140,310 | -2,465-1.76% | Reduce | |
| MassMutual Private Wealth & Trust, FSB | 0.07% | 0.07% | #47 | $2.6M | 134,825 | $2.6M | 140,310 | -5,485-3.91% | Reduce | |
| INSIGNEO ADVISORY SERVICES, LLC | 0.09% | 0.18% | #42 | $2.5M | 132,073 | $2.5M | 134,117 | -2,044-1.52% | Reduce | |
| Legacy Bridge, LLC | 0.72% | 0.89% | #11 | $2.3M | 122,830 | $2.3M | 123,545 | -715-0.58% | Reduce | |
| OSAIC HOLDINGS, INC. | <0.01% | <0.01% | #106 | $2.3M | 119,001 | $2.4M | 129,547 | -10,546-8.14% | Reduce | |
| J.W. COLE ADVISORS, INC. | 0.04% | — | #57 | $2.2M | 114,567 | $0 | 0 | +114,567 | New Buy | |
| Kestra Advisory Services, LLC | 0.01% | 0.01% | #91 | $2.0M | 105,218 | $1.9M | 100,185 | +5,033+5.02% | Add | |
| FIFTH THIRD BANCORP | <0.01% | <0.01% | #103 | $2.0M | 104,673 | $2.0M | 105,596 | -923-0.87% | Reduce | |
| INVESTMENT PARTNERS, LTD. | 0.59% | 0.67% | #13 | $1.9M | 99,063 | $1.9M | 99,541 | -478-0.48% | Reduce | |
| STIFEL FINANCIAL CORP | <0.01% | <0.01% | #113 | $1.8M | 92,218 | $1.7M | 91,215 | +1,003+1.10% | Add |