FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ET · 13F Institutional Holdings
| Ownership Trend | Portfolio % | Prev Q % | Rank | Q2 2026 Value | Q2 2026 Shares | Prev Q Value | Prev Q Shares | Shares Change | Action | |
|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 0.02% | 0.02% | #114 | $381.8M | 19.8M | $320.3M | 16.6M | +3.2M+19.51% | Add | |
| UBS Group AG | 0.02% | 0.03% | #111 | $192.5M | 10.0M | $186.1M | 9.8M | +184,115+1.88% | Add | |
| BANK OF AMERICA CORP /DE/ | 0.01% | 0.01% | #150 | $116.0M | 6.0M | $114.3M | 6.0M | -3,130-0.05% | Reduce | |
| ROYAL BANK OF CANADA | 0.02% | 0.02% | #124 | $102.6M | 5.3M | $102.1M | 5.4M | -55,390-1.03% | Reduce | |
| LPL Financial LLC | 0.02% | 0.02% | #115 | $86.9M | 4.5M | $81.4M | 4.3M | +220,173+5.14% | Add | |
| NewEdge Advisors, LLC | 0.13% | 0.15% | #62 | $43.8M | 2.3M | $41.6M | 2.2M | +77,992+3.56% | Add | |
| RAYMOND JAMES FINANCIAL INC | 0.01% | 0.01% | #136 | $40.0M | 2.1M | $39.5M | 2.1M | -3,541-0.17% | Reduce | |
| Montis Financial, LLC | 7.51% | 7.14% | #1 | $36.7M | 1.9M | $34.5M | 1.8M | +87,045+4.79% | Add | |
| ENVESTNET ASSET MANAGEMENT INC | 0.01% | 0.01% | #148 | $32.8M | 1.7M | $30.2M | 1.6M | +112,776+7.10% | Add | |
| TRUIST FINANCIAL CORP | 0.04% | 0.04% | #101 | $31.0M | 1.6M | $27.9M | 1.5M | +137,870+9.40% | Add | |
| FUKOKU MUTUAL LIFE INSURANCE CO | 1.41% | 1.57% | #10 | $24.3M | 1.3M | $23.9M | 1.3M | 00.00% | Unchanged | |
| Annex Advisory Services, LLC | 0.38% | 0.37% | #36 | $22.1M | 1.1M | $19.5M | 1.0M | +120,692+11.77% | Add | |
| CITIZENS FINANCIAL GROUP INC/RI | 0.23% | 0.26% | #45 | $19.2M | 997,535 | $18.9M | 996,035 | +1,500+0.15% | Add | |
| Legacy Edge Advisors, LLC | 2.45% | 2.43% | #4 | $17.9M | 941,342 | $23.1M | 1.2M | -272,973-22.48% | Reduce | |
| OSAIC HOLDINGS, INC. | 0.02% | 0.02% | #118 | $14.9M | 770,219 | $13.4M | 703,169 | +67,050+9.54% | Add | |
| Cetera Investment Advisers | 0.01% | 0.01% | #134 | $13.6M | 704,375 | $12.8M | 673,855 | +30,520+4.53% | Add | |
| Essex LLC | 1.9% | 2.17% | #8 | $12.5M | 647,803 | $12.3M | 645,831 | +1,972+0.31% | Add | |
| FIDUCIARY FINANCIAL ADVISORS | 1.24% | — | #15 | $12.2M | 632,338 | $0 | 0 | +632,338 | New Buy | |
| INTEGRAL INVESTMENT ADVISORS, INC. | 2.65% | 2.91% | #3 | $12.0M | 623,023 | $11.7M | 614,923 | +8,100+1.32% | Add | |
| HighTower Advisors, LLC | 0.01% | 0.01% | #138 | $10.5M | 544,884 | $9.9M | 523,479 | +21,405+4.09% | Add | |
| McAdam, LLC | 0.4% | 0.21% | #35 | $10.4M | 539,081 | $4.7M | 248,429 | +290,652+117.00% | Add | |
| Geneos Wealth Management Inc. | 0.2% | 0.21% | #49 | $9.6M | 499,253 | $9.3M | 487,681 | +11,572+2.37% | Add | |
| Baird Financial Group, Inc. | 0.01% | 0.02% | #133 | $9.1M | 470,809 | $12.0M | 631,986 | -161,177-25.50% | Reduce | |
| Legacy CG, LLC | 2.13% | 2.19% | #5 | $8.3M | 431,768 | $7.9M | 415,652 | +16,116+3.88% | Add | |
| JPMORGAN CHASE & CO | <0.01% | <0.01% | #198 | $7.7M | 399,891 | $7.8M | 417,320 | -17,429-4.18% | Reduce | |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.01% | 0.01% | #142 | $7.3M | 378,955 | $6.6M | 349,676 | +29,279+8.37% | Add | |
| Elevated Capital Advisors, LLC | 1.98% | 1.76% | #6 | $7.2M | 372,937 | $7.0M | 367,491 | +5,446+1.48% | Add | |
| Key FInancial Inc | 1.16% | 1.34% | #16 | $7.1M | 368,269 | $7.5M | 395,547 | -27,278-6.90% | Reduce | |
| Kingsview Wealth Management, LLC | 0.12% | 0.1% | #64 | $7.1M | 372,954 | $7.1M | 372,954 | 00.00% | Unchanged | |
| Prospera Financial Services Inc | 0.1% | 0.11% | #72 | $6.9M | 356,545 | $6.7M | 351,943 | +4,602+1.31% | Add | |
| STIFEL FINANCIAL CORP | 0.01% | 0.01% | #156 | $6.9M | 355,978 | $7.0M | 368,270 | -12,292-3.34% | Reduce | |
| Westview Management dba Westview Investment Advisors | 3.24% | 3.51% | #2 | $6.6M | 343,661 | $6.7M | 355,034 | -11,373-3.20% | Reduce | |
| Rockefeller Capital Management L.P. | 0.01% | 0.01% | #139 | $6.4M | 332,355 | $5.8M | 306,457 | +25,898+8.45% | Add | |
| Cambridge Investment Research Advisors, Inc. | 0.01% | 0.01% | #128 | $6.3M | 326,675 | $2.3M | 121,120 | +205,555+169.71% | Add | |
| VISTA INVESTMENT MANAGEMENT | 1.71% | 1.77% | #9 | $5.7M | 295,710 | $5.3M | 279,678 | +16,032+5.73% | Add | |
| Synergy Investment Management, LLC | 1.32% | 1.29% | #13 | $5.4M | 282,341 | $4.0M | 208,278 | +74,063+35.56% | Add | |
| ADAMSBROWN WEALTH CONSULTANTS LLC | 1.01% | 2.29% | #18 | $5.4M | 278,397 | $8.6M | 455,046 | -176,649-38.82% | Reduce | |
| FIRST TRUST ADVISORS LP | <0.01% | <0.01% | #175 | $4.1M | 210,613 | $4.1M | 213,500 | -2,887-1.35% | Reduce | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | <0.01% | <0.01% | #179 | $4.0M | 207,958 | $2.2M | 113,602 | +94,356+83.06% | Add | |
| VICTORY FINANCIAL GROUP, LLC | 0.41% | 0.43% | #34 | $3.9M | 203,575 | $3.5M | 185,938 | +17,637+9.49% | Add | |
| Vise Technologies, Inc. | 0.04% | — | #97 | $3.8M | 194,637 | $0 | 0 | +194,637 | New Buy | |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | 0.95% | 1.03% | #19 | $3.5M | 181,273 | $3.2M | 170,481 | +10,792+6.33% | Add | |
| Private Advisor Group, LLC | 0.02% | 0.02% | #119 | $3.5M | 180,264 | $3.4M | 177,403 | +2,861+1.61% | Add | |
| Merit Financial Group, LLC | 0.02% | 0.07% | #113 | $3.4M | 175,242 | $9.4M | 493,707 | -318,465-64.50% | Reduce | |
| J.W. COLE ADVISORS, INC. | 0.06% | 0.05% | #89 | $3.3M | 172,426 | $1.5M | 79,271 | +93,155+117.51% | Add | |
| MARSHALL INVESTMENT MANAGEMENT, LLC | 1.24% | 1.44% | #14 | $3.0M | 155,197 | $3.0M | 158,410 | -3,213-2.03% | Reduce | |
| Janney Montgomery Scott LLC | 0.01% | 0.01% | #158 | $2.7M | 138,259 | $2.3M | 121,922 | +16,337+13.40% | Add | |
| VAQUERO PRIVATE WEALTH, LTD | 0.52% | — | #27 | $2.5M | 131,822 | $0 | 0 | +131,822 | New Buy | |
| PARK NATIONAL CORP /OH/ | 0.09% | 0.08% | #79 | $2.5M | 130,035 | $2.6M | 135,835 | -5,800-4.27% | Reduce | |
| TRUE BLUE FINANCIAL, LLC | 1.02% | 1.55% | #17 | $2.4M | 124,755 | $2.0M | 103,539 | +21,216+20.49% | Add |