| Eagle Point Credit Management LLC |
| 31.63% | 29.74% | #1 | $20.9M | 1.2M | $22.7M | 1.2M | 00.00% | Unchanged |
| BlackRock, Inc. |
| <0.01% | <0.01% | #24 | $8.0M | 452,330 | $8.7M | 450,734 | +1,596+0.35% | Add |
| VANGUARD CAPITAL MANAGEMENT LLC |
| <0.01% | <0.01% | #25 | $4.5M | 252,201 | $5.9M | 304,980 | -52,779-17.31% | Reduce |
| Nokomis Capital, L.L.C. |
| 0.87% | 1.04% | #2 | $2.6M | 145,768 | $3.6M | 187,283 | -41,515-22.17% | Reduce |
| GEODE CAPITAL MANAGEMENT, LLC |
| <0.01% | <0.01% | #23 | $2.5M | 140,044 | $2.8M | 144,100 | -4,056-2.81% | Reduce |
| ACADIAN ASSET MANAGEMENT LLC |
| <0.01% | <0.01% | #11 | $2.2M | 120,915 | $2.8M | 144,412 | -23,497-16.27% | Reduce |
| Mink Brook Asset Management LLC |
| 0.8% | 1% | #3 | $1.8M | 101,618 | $1.8M | 92,430 | +9,188+9.94% | Add |
| STATE STREET CORP |
| <0.01% | <0.01% | #38 | $1.6M | 89,545 | $1.7M | 90,113 | -568-0.63% | Reduce |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
| 0.06% | — | #5 | $1.3M | 72,265 | $0 | 0 | +72,265 | New Buy |
| Janney Montgomery Scott LLC |
| <0.01% | <0.01% | #12 | $832,803 | 46,813 | $894,000 | 46,278 | +535+1.16% | Add |
| NORTHERN TRUST CORP |
| <0.01% | <0.01% | #26 | $794,146 | 44,640 | $1.2M | 63,959 | -19,319-30.21% | Reduce |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
| <0.01% | 0.01% | #10 | $746,397 | 41,956 | $1.1M | 54,949 | -12,993-23.65% | Reduce |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
| <0.01% | <0.01% | #41 | $684,684 | 38,487 | $680,470 | 35,221 | +3,266+9.27% | Add |
| VANGUARD FIDUCIARY TRUST CO |
| <0.01% | <0.01% | #22 | $646,702 | 36,352 | $703,480 | 36,412 | -60-0.16% | Reduce |
| PRICE T ROWE ASSOCIATES INC /MD/ |
| <0.01% | <0.01% | #33 | $570,330 | 32,059 | $561,000 | 29,005 | +3,054+10.53% | Add |
| CITADEL ADVISORS LLC |
| <0.01% | <0.01% | #30 | $561,595 | 31,568 | $227,802 | 11,791 | +19,777+167.73% | Add |
| RITHOLTZ WEALTH MANAGEMENT |
| 0.01% | 0.01% | #8 | $471,560 | 26,507 | $773,418 | 40,032 | -13,525-33.79% | Reduce |
| Biltmore Family Office, LLC |
| 0.05% | 0.06% | #6 | $355,800 | 20,000 | $394,128 | 20,400 | -400-1.96% | Reduce |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
| <0.01% | <0.01% | #40 | $290,279 | 16,317 | $315,244 | 16,317 | 00.00% | Unchanged |
| Nuveen, LLC |
| <0.01% | — | #31 | $260,303 | 14,632 | $0 | 0 | +14,632 | New Buy |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #39 | $256,120 | 14,397 | $280,428 | 14,515 | -118-0.81% | Reduce |
| MORGAN STANLEY |
| <0.01% | <0.01% | #49 | $223,020 | 12,536 | $394,174 | 18,628 | -6,092-32.70% | Reduce |
| GOLDMAN SACHS GROUP INC |
| <0.01% | <0.01% | #45 | $209,797 | 11,793 | $657,073 | 34,010 | -22,217-65.32% | Reduce |
| Cruiser Capital Advisors, LLC |
| 0.2% | 0.12% | #4 | $208,890 | 11,742 | $226,855 | 11,742 | 00.00% | Unchanged |
| Wealthspire Advisors, LLC |
| <0.01% | — | #13 | $205,706 | 11,563 | $0 | 0 | +11,563 | New Buy |
| ROYAL BANK OF CANADA |
| <0.01% | <0.01% | #43 | $200,000 | 11,245 | $102,000 | 5,300 | +5,945+112.17% | Add |
| PRELUDE CAPITAL MANAGEMENT, LLC |
| 0.01% | — | #7 | $196,935 | 11,070 | $0 | 0 | +11,070 | New Buy |
| DEUTSCHE BANK AG\ |
| <0.01% | <0.01% | #44 | $93,486 | 5,255 | $88,659 | 4,589 | +666+14.51% | Add |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #47 | $86,632 | 4,870 | $44,062 | 2,281 | +2,589+113.50% | Add |
| RHUMBLINE ADVISERS |
| <0.01% | <0.01% | #29 | $86,080 | 4,839 | $94,200 | 4,876 | -37-0.76% | Reduce |
| SIMPLEX TRADING, LLC |
| <0.01% | <0.01% | #36 | $81,691 | 4,592 | $37,770 | 1,955 | +2,637+134.88% | Add |
| UBS Group AG |
| <0.01% | <0.01% | #52 | $76,550 | 4,303 | $124,189 | 6,428 | -2,125-33.06% | Reduce |
| Russell Investments Group, Ltd. |
| <0.01% | <0.01% | #35 | $66,658 | 3,747 | $19,320 | 1,000 | +2,747+274.70% | Add |
| NEW YORK STATE COMMON RETIREMENT FUND |
| <0.01% | <0.01% | #28 | $60,486 | 3,400 | $65,688 | 3,400 | 00.00% | Unchanged |
| CITIGROUP INC |
| <0.01% | <0.01% | #46 | $47,660 | 2,679 | $5,545 | 287 | +2,392+833.45% | Add |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. |
| <0.01% | <0.01% | #32 | $47,410 | 2,665 | $58,192 | 3,012 | -347-11.52% | Reduce |
| OSAIC HOLDINGS, INC. |
| <0.01% | <0.01% | #34 | $45,125 | 2,537 | $49,205 | 2,547 | -10-0.39% | Reduce |
| JPMORGAN CHASE & CO |
| <0.01% | <0.01% | #56 | $44,924 | 2,493 | $48,492 | 2,563 | -70-2.73% | Reduce |
| Vanguard Global Advisers, LLC |
| <0.01% | <0.01% | #48 | $29,834 | 1,677 | $32,400 | 1,677 | 00.00% | Unchanged |
| Police & Firemen's Retirement System of New Jersey |
| <0.01% | <0.01% | #20 | $28,855 | 1,622 | $31,337 | 1,622 | 00.00% | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS |
| <0.01% | <0.01% | #50 | $21,508 | 1,209 | $34,853 | 1,804 | -595-32.98% | Reduce |
| STRS OHIO |
| <0.01% | <0.01% | #27 | $21,348 | 1,200 | $23,184 | 1,200 | 00.00% | Unchanged |
| Graney & King, LLC |
| 0.01% | 0.01% | #9 | $19,569 | 1,100 | $21,252 | 1,100 | 00.00% | Unchanged |
| Tower Research Capital LLC (TRC) |
| <0.01% | <0.01% | #16 | $19,000 | 1,068 | $41,731 | 2,160 | -1,092-50.56% | Reduce |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
| <0.01% | <0.01% | #54 | $17,683 | 994 | $19,204 | 994 | 00.00% | Unchanged |
| BARCLAYS PLC |
| <0.01% | <0.01% | #55 | $15,620 | 878 | $21,813 | 1,129 | -251-22.23% | Reduce |
| FMR LLC |
| <0.01% | <0.01% | #65 | $11,765 | 661 | $22,921 | 1,186 | -525-44.27% | Reduce |
| Ameritas Investment Partners, Inc. |
| <0.01% | <0.01% | #18 | $11,190 | 629 | $12,152 | 629 | 00.00% | Unchanged |
| Legal & General Group Plc |
| <0.01% | <0.01% | #57 | $9,856 | 554 | $10,703 | 554 | 00.00% | Unchanged |
| SHP Wealth Management |
| <0.01% | <0.01% | #15 | $6,974 | 392 | $7,593 | 393 | -1-0.25% | Reduce |
