| AALLEGHANY CORP MD |
| 8.4% | — | $8.1M | 9,700 | $0 | 0 | +9,700 | New Buy |
| NNIELSEN HLDGS PLC |
| 8.01% | 0.87% | $7.8M | 280,000 | $615,000 | 26,500 | +253,500+956.60% | Add |
| CCITRIX SYS INCCTXSEUR |
| 6.38% | 5.18% | $6.2M | 59,500 | $3.6M | 37,508 | +21,992+58.63% | Add |
| CChange Healthcare Inc |
| 3.94% | 2.39% | $3.8M | 138,700 | $1.7M | 73,000 | +65,700+90.00% | Add |
| AACTIVISION BLIZZARD INCATVI |
| 3.75% | 3.68% | $3.6M | 48,900 | $2.6M | 33,200 | +15,700+47.29% | Add |
| AAVALARA INC |
| 3.74% | — | $3.6M | 39,500 | $0 | 0 | +39,500 | New Buy |
| RROGERS CORPROG |
| 3.51% | 5.24% | $3.4M | 14,058 | $3.7M | 14,058 | 00.00% | Unchanged |
| TTENNECO INCTEN1 |
| 3.12% | 1.39% | $3.0M | 173,844 | $978,000 | 57,000 | +116,844+204.99% | Add |
| SSHAW COMMUNICATIONS INC |
| 3.05% | 5.1% | $3.0M | 121,800 | $3.6M | 121,800 | 00.00% | Unchanged |
| PPING IDENTITY HLDG CORPPINGUSD |
| 2.71% | — | $2.6M | 93,427 | $0 | 0 | +93,427 | New Buy |
| SSPRAGUE RES LP |
| 2.6% | 0.99% | $2.5M | 127,013 | $693,000 | 36,501 | +90,512+247.97% | Add |
| AATLAS AIR WORLDWIDE HLDGS INC COM NEW |
| 2.56% | — | $2.5M | 26,000 | $0 | 0 | +26,000 | New Buy |
| TTEGNA INC COM |
| 2.53% | 2.9% | $2.5M | 118,517 | $2.0M | 97,317 | +21,200+21.78% | Add |
| TTOWER SEMICONDUCTOR LTD SHS NEWTSEM |
| 2.38% | 2.73% | $2.3M | 52,561 | $1.9M | 41,561 | +11,000+26.47% | Add |
| TTWITTER INCTWTR |
| 2.33% | 0.7% | $2.3M | 51,600 | $494,000 | 13,200 | +38,400+290.91% | Add |
| 11LIFE HEALTHCARE |
| 2.33% | — | $2.3M | 131,666 | $0 | 0 | +131,666 | New Buy |
| BBLUEROCK RESIDENTIAL GWT REI |
| 2.29% | 3.15% | $2.2M | 83,058 | $2.2M | 84,368 | -1,310-1.55% | Reduce |
| ZZENDESK INCZEN1EUR |
| 2.17% | — | $2.1M | 27,600 | $0 | 0 | +27,600 | New Buy |
| IIRONSOURCE LTD |
| 2.02% | — | $2.0M | 568,560 | $0 | 0 | +568,560 | New Buy |
| SSHELL MIDSTREAM PARTNERS L P |
| 1.96% | — | $1.9M | 120,000 | $0 | 0 | +120,000 | New Buy |
| RRENREN INCMTBLY |
| 1.86% | 1.81% | $1.8M | 60,761 | $1.3M | 43,947 | +16,814+38.26% | Add |
| GGLOBAL BLOOD THERAPEUTICS INGBTUSD |
| 1.83% | — | $1.8M | 26,000 | $0 | 0 | +26,000 | New Buy |
| SSOUTH JERSEY INDS INC |
| 1.77% | 1.88% | $1.7M | 51,224 | $1.3M | 38,774 | +12,450+32.11% | Add |
| LLUCID GROUP INCLCID |
| 1.7% | 2.87% | $1.6M | 117,793 | $2.0M | 117,793 | 00.00% | Unchanged |
| LLHC GROUP INC |
| 1.69% | — | $1.6M | 10,000 | $0 | 0 | +10,000 | New Buy |
| MMONEYGRAM INTL INC |
| 1.64% | 2.16% | $1.6M | 153,100 | $1.5M | 152,100 | +1,000+0.66% | Add |
| DDUKE ROBOTICS CORPDUKR |
| 1.59% | — | $1.5M | 32,000 | $0 | 0 | +32,000 | New Buy |
| YYAMANA GOLD INC |
| 1.52% | — | $1.5M | 325,000 | $0 | 0 | +325,000 | New Buy |
 HUNTINGTON BANCSHARES INC COMHBAN |
| 1.49% | 1.87% | $1.4M | 109,543 | $1.3M | 109,543 | 00.00% | Unchanged |
| SSILICON MOTION (SPADR REPR 4 SHS)SIMO |
| 1.48% | 2.02% | $1.4M | 22,000 | $1.4M | 17,000 | +5,000+29.41% | Add |
 TXNM ENERGY INCTXNM |
| 1.2% | 1.73% | $1.2M | 25,500 | $1.2M | 25,500 | 00.00% | Unchanged |
| PPEOPLE INCPPLI |
| 1.17% | 2.2% | $1.1M | 20,384 | $1.5M | 20,384 | 00.00% | Unchanged |
| IIROBOT CORPI8R |
| 1.14% | — | $1.1M | 19,621 | $0 | 0 | +19,621 | New Buy |
 FIRST HORIZON CORPORATIONFHN |
| 1.11% | 1.29% | $1.1M | 47,000 | $907,000 | 41,500 | +5,500+13.25% | Add |
| SSWITCH INC |
| 1.08% | 1.02% | $1.1M | 31,183 | $720,000 | 21,500 | +9,683+45.04% | Add |
| NNUVEEN INTER DURATION MUN TE |
| 0.91% | — | $879,000 | 71,054 | $0 | 0 | +71,054 | New Buy |
| VVMWARE INC MERGER ELECTION EXP: 10/09/23VMW |
| 0.88% | — | $852,000 | 8,000 | $0 | 0 | +8,000 | New Buy |
| IINDUSTRIAS BACHOCO SAB |
| 0.85% | 0.75% | $821,000 | 17,836 | $528,000 | 12,185 | +5,651+46.38% | Add |
| CCOVETRUS INCCVETUSD |
| 0.68% | — | $661,000 | 31,651 | $0 | 0 | +31,651 | New Buy |
 SPECIAL OPPORTUNITIES FD INCSPE |
| 0.68% | 1.05% | $660,000 | 59,534 | $736,000 | 59,534 | 00.00% | Unchanged |
| TTRANSGLOBE ENERGY CORP |
| 0.61% | — | $587,000 | 219,182 | $0 | 0 | +219,182 | New Buy |
| MMeridian BioscienceMR4 |
| 0.59% | — | $576,000 | 18,267 | $0 | 0 | +18,267 | New Buy |
| TTURQUOISE HILL RES LTD |
| 0.55% | — | $532,000 | 18,000 | $0 | 0 | +18,000 | New Buy |
| NNUVEEN EMERGING MKTS DEBT 20 |
| 0.5% | — | $488,000 | 75,890 | $0 | 0 | +75,890 | New Buy |
| CCHEMOCENTRYX INCCCXIEUR |
| 0.43% | — | $413,000 | 8,000 | $0 | 0 | +8,000 | New Buy |
| CCEDAR FAIR L P |
| 0.37% | — | $358,000 | 8,700 | $0 | 0 | +8,700 | New Buy |
| BBLACK KNIGHT INC |
| 0.33% | — | $324,000 | 5,000 | $0 | 0 | +5,000 | New Buy |
| MMORGAN STANLEY ETF TRUSTEVLN |
| 0.3% | — | $291,000 | 33,822 | $0 | 0 | +33,822 | New Buy |
| UUSHG ACQUISITION CORP |
| 0.13% | 0.18% | $128,000 | 13,000 | $127,000 | 13,000 | 00.00% | Unchanged |
| AAFRICAN GOLD ACQUISITION CORP UNIT |
| 0.11% | 0.15% | $109,000 | 11,000 | $109,000 | 11,000 | 00.00% | Unchanged |
